EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 06/30/2014

Position Statistics

Total Positions 542
New Positions 108
Increased Positions 365
Decreased Positions 177
Positions with Activity 542
Sold Out Positions 42
Total Mkt Value (in $ millions) 584

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.31%
Capital Goods 2.21%
Conglomerates 0.14%
Consumer Cyclical 1.43%
Consumer/Non-Cyclical 1.62%
Energy 2.51%
Financial 67.06%
Healthcare 2.93%
Services 4.97%
Technology 4.99%
Transportation 0.55%
Utilities 0.84%

542 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES 3-7 YR TR BD ETF 85,403 81,483 2,078.98 707,036
SPDR SERIES TRUST BRCLYS 1-3MT ETF 40,311 10,736 36.30 880,930
SPDR S&P 500 ETF TR TR UNIT 30,995 18,928 156.86 153,575
VANGUARD INDEX FDS REIT ETF 29,528 2,116 7.72 401,463
NORTHERN LTS FD TR III SWAN DEF RSK I 28,684 28,684 New 2,404,386
PIMCO ETF TR 1-3YR USTREIDX 14,943 6,540 77.82 293,741
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 11,850 2,198 22.77 414,918
ISHARES IBOXX HI YD ETF 8,722 -43 (0.49) 93,769
ISHARES TR TIPS BD ETF 6,192 5,667 1,079.61 55,430
NORTHERN LTS FD TR GRNTHRBR ALT FD 5,790 5,790 New 534,664
SPDR SERIES TRUST BRCLYS INTL ETF 5,582 -4,936 (46.93) 96,276
PIMCO ETF TR TOTL RETN ETF 5,483 -4,121 (42.91) 50,540
SPDR SERIES TRUST BRC HGH YLD BD 5,265 368 7.51 129,452
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 4,634 -98 (2.08) 58,034
NORTHERN LTS FD TR GRNT HRBR TAC FD 4,423 4,423 New 387,683
ISHARES TR IBOXX INV CP ETF 4,147 -36 (0.87) 35,288
VANGUARD BD INDEX FD INC INTERMED TERM 3,790 -12 (0.32) 45,264
SPDR SERIES TRUST NUVN BR SHT MUNI 3,564 382 12 146,194
APPLE INC COM 3,417 374 12.31 33,568
PROSHARES TR PSHS LC COR PLUS 3,037 360 13.47 30,828