EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 06/30/2014

Position Statistics

Total Positions 543
New Positions 108
Increased Positions 366
Decreased Positions 177
Positions with Activity 543
Sold Out Positions 42
Total Mkt Value (in $ millions) 581

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.19%
Capital Goods 2.13%
Conglomerates 0.14%
Consumer Cyclical 1.42%
Consumer/Non-Cyclical 1.56%
Energy 2.18%
Financial 67.68%
Healthcare 3.03%
Services 5.09%
Technology 4.87%
Transportation 0.57%
Utilities 0.88%

543 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES 3-7 YR TR BD ETF 86,803 82,819 2,078.98 707,036
SPDR SERIES TRUST BRCLYS 1-3MT ETF 40,294 10,731 36.30 880,930
VANGUARD INDEX FDS REIT ETF 31,298 2,243 7.72 401,463
SPDR S&P 500 ETF TR TR UNIT 30,471 18,608 156.86 153,575
NORTHERN LTS FD TR III SWAN DEF RSK I 27,939 27,939 New 2,404,386
PIMCO ETF TR 1-3YR USTREIDX 15,006 6,567 77.82 293,741
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 12,062 2,237 22.77 414,918
ISHARES IBOXX HI YD ETF 8,679 -43 (0.49) 93,769
ISHARES TR TIPS BD ETF 6,274 5,742 1,079.61 55,430
NORTHERN LTS FD TR GRNTHRBR ALT FD 5,737 5,737 New 534,664
SPDR SERIES TRUST BRCLYS INTL ETF 5,603 -4,955 (46.93) 96,276
PIMCO ETF TR TOTL RETN ETF 5,527 -4,155 (42.91) 50,540
SPDR SERIES TRUST BRC HGH YLD BD 5,218 364 7.51 129,452
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 4,657 -99 (2.08) 58,034
NORTHERN LTS FD TR GRNT HRBR TAC FD 4,361 4,361 New 387,683
ISHARES TR IBOXX INV CP ETF 4,217 -37 (0.87) 35,288
VANGUARD BD INDEX FD INC INTERMED TERM 3,858 -12 (0.32) 45,264
APPLE INC COM 3,583 393 12.31 33,568
SPDR SERIES TRUST NUVN BR SHT MUNI 3,567 382 12 146,194
VANGUARD BD INDEX FD INC TOTAL BND MRKT 3,007 -24,129 (88.92) 36,409