EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 12/31/2013

Position Statistics

Total Positions 466
New Positions 92
Increased Positions 290
Decreased Positions 173
Positions with Activity 463
Sold Out Positions 30
Total Mkt Value (in $ millions) 408

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.1%
Capital Goods 2.79%
Conglomerates 0.16%
Consumer Cyclical 0.99%
Consumer/Non-Cyclical 1.46%
Energy 2.3%
Financial 74.75%
Healthcare 2.58%
Services 4.39%
Technology 5.61%
Transportation 0.71%
Utilities 1.46%

466 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 57,171 56,949 25,578.81 232,650
ISHARES MSCI EAFE ETF 20,144 3,011 17.57 298,302
SPDR S&P 500 ETF TR TR UNIT 19,676 1,623 8.99 105,563
PIMCO ETF TR TOTL RETN ETF 10,426 -23,919 (69.64) 97,542
ISHARES IBOXX HI YD ETF 10,078 -362 (3.47) 107,080
ALPS ETF TR EQUAL SEC ETF 9,190 9,190 New 175,984
SPDR SERIES TRUST BRC HGH YLD BD 8,647 -1,714 (16.54) 209,774
VANGUARD BD INDEX FD INC TOTAL BND MRKT 8,644 2,817 48.35 106,292
SPDR SERIES TRUST BRCLYS 1-3MT ETF 7,049 -1,508 (17.62) 153,986
PIMCO ETF TR 1-3YR USTREIDX 6,900 -23,638 (77.4) 135,617
SPDR SERIES TRUST BRCLYS INTL ETF 5,799 -5,739 (49.74) 97,168
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 5,117 -405 (7.33) 63,894
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 4,338 .01 153,624
ISHARES IBOXX INV CP ETF 4,146 -458 (9.95) 35,299
VANGUARD BD INDEX FD INC INTERMED TERM 3,996 -333 (7.7) 47,884
SPDR SER TR SHT TRM HGH YLD 3,246 -1,277 (28.24) 105,095
SPDR SERIES TRUST NUVN BR SHT MUNI 3,026 -350 (10.36) 124,529
POWERSHARES ETF TRUST II SENIOR LN PORT 2,865 -820 (22.24) 116,178
ISHARES INTL DEVPPTY ETF 2,795 242 9.48 74,720
VANGUARD INDEX FDS REIT ETF 2,685 -141 (5) 37,416