ENVESTNET ASSET MANAGEMENT INC Information

35 EAST WACKER DRIVE, SUITE 2400, CHICAGO, Illinois, 60601, (312) 827-2800

Report Date: 12/31/2013

Position Statistics

Total Positions 2,656
New Positions 256
Increased Positions 1,274
Decreased Positions 1,118
Positions with Activity 2,392
Sold Out Positions 177
Total Mkt Value (in $ millions) 8,814

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.39%
Capital Goods 0.33%
Conglomerates 0.01%
Consumer Cyclical 0.38%
Consumer/Non-Cyclical 0.52%
Energy 0.61%
Financial 91.77%
Healthcare 0.72%
Services 1.31%
Technology 1.04%
Transportation 0.19%
Utilities 0.19%

177 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABERCROMBIE & FITCH CO CL A -66 Sold Out 0
ACCO BRANDS CORP COM -1 Sold Out 0
ADVENT CLAY CONV SEC INC FD II COM -1 Sold Out 0
ALLEGIANT TRAVEL CO COM -4 Sold Out 0
ALLEGION PUB LTD CO ORD SHS -50 Sold Out 0
ALLIANCE ONE INTL INC COM Sold Out 0
ALTISOURCE ASSET MGMT CORP COM -7 Sold Out 0
AMERICAN INTL GROUP INC WT EXP 011921 Sold Out 0
AMERICAN VANGUARD CORP COM -3 Sold Out 0
AMERISAFE INC COM -4 Sold Out 0
APOLLO ED GROUP INC CL A -10 Sold Out 0
ARIAD PHARMACEUTICALS INC COM Sold Out 0
ASHFORD HOSPITALITY PRIME INC COM -1 Sold Out 0
ASTRONICS CORP CL B -2 Sold Out 0
ATLANTIC PWR CORP COM NEW Sold Out 0
ATLAS AIR WORLDWIDE HLDGS INC COM NEW -1 Sold Out 0
AVON PRODS INC COM -78 Sold Out 0
BABSON CAP GLB SHT DURHGH YLD COM -19 Sold Out 0
BANK OF MARIN BANCORP COM -1 Sold Out 0
BARCLAYS BK PLC 10 YR TREAS BULL -4,710 Sold Out 0