ENDICOTT MANAGEMENT CO Information

360 MADISON AVENUE, 21ST FLOOR, NEW YORK, New York, 10017, (212) 450-8070

Report Date: 12/31/2013

Position Statistics

Total Positions 15
New Positions 1
Increased Positions 1
Decreased Positions 3
Positions with Activity 4
Sold Out Positions 1
Total Mkt Value (in $ millions) 234

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 97.04%
Healthcare
Services
Technology
Transportation
Utilities

15 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
NEWBRIDGE BANCORP CL A NO PAR 18,358 New 2,504,500
1ST UNITED BANCORP INC FLA COM 22,868 New 2,985,318
BANC CALIF INC COM 12,160 New 1,000,000
BANCORP INC DEL COM 30,752 New 1,655,994
BRIDGE CAP HLDGS COM 34,070 New 1,433,304
CNB FINL CORP PA COM 13,179 New 759,581
FIRST MERCHANTS CORP COM 29,433 New 1,411,000
PEAPACK-GLADSTONE FINL CORP COM 1,462 1,462 New 73,530
SOUTHERN MO BANCORP INC COM 7,826 New 220,451
STATE BK FINL CORP COM 12,870 New 750,000
STERLING BANCORP DEL COM 30,465 New 2,448,980
TERRITORIAL BANCORP INC COM 3,799 -1,602 (29.66) 181,834
TRISTATE CAP HLDGS INC COM 6,916 -14 (0.2) 499,000
WASHINGTON BKG CO OAK HBR WASH COM -16,050 Sold Out 0
WASHINGTONFIRST BANKSHARES INC COM 9,561 New 634,043