ENDICOTT MANAGEMENT CO Information

570 LEXINGTON AVENUE, 37TH FLOOR, NEW YORK, New York, 10022, (212) 450-8070

Report Date: 09/30/2014

Position Statistics

Total Positions 13
New Positions 0
Increased Positions 0
Decreased Positions 1
Positions with Activity 1
Sold Out Positions 0
Total Mkt Value (in $ millions) 269

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 79.04%
Healthcare
Services
Technology
Transportation
Utilities

13 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
SQUARE 1 FINL INC CL A 43,597 New 1,898,842
NEWBRIDGE BANCORP CL A NO PAR 20,412 New 2,504,500
BANC CALIF INC COM 10,550 New 1,000,000
BANCORP INC DEL COM 14,498 New 1,655,994
BANKWELL FINL GROUP INC COM 12,800 New 640,000
BRIDGE CAP HLDGS COM 31,160 New 1,433,304
CNB FINL CORP PA COM 13,460 New 759,581
FIRST MERCHANTS CORP COM 32,157 New 1,411,000
SOUTHERN MO BANCORP INC COM 8,073 New 220,451
STATE BK FINL CORP COM 14,625 New 750,000
STERLING BANCORP DEL COM 33,845 New 2,448,980
VALLEY NATL BANCORP COM 23,790 -1,185 (4.75) 2,530,820
WASHINGTONFIRST BANKSHARES INC COM 10,159 New 665,745