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EMPIRICAL FINANCIAL SERVICES, LLC Information

1420 5TH AVE SUITE 1740, SEATTLE, Washington, 98101, (206) 923-3474

Report Date: 03/31/2013

Position Statistics:

Total Positions 66
New Positions 19
Increased Positions 60
Decreased Positions 5
Positions with Activity 65
Sold Out Positions 1
Total Mkt Value
(in $ millions)		 293

Sector Weighting

Basic Materials 0.15%
Capital Goods 0.14%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.38%
Energy 0.66%
Financial 90.78%
Healthcare 0.05%
Services
Technology 0.88%
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

19 New Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
SPDR SER TR SHT TRM HGH YLD 1,458 1,458 New 46,860
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 602 602 New 23,077
PROCTER & GAMBLE CO COM 562 562 New 7,021
LSI CORPORATION COM 534 534 New 73,801
CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 503 503 New 23,636
CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 502 502 New 23,593
GENERAL ELECTRIC CO COM 496 496 New 21,123
CONOCOPHILLIPS COM 441 441 New 6,967
CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 440 440 New 20,629
VANGUARD BD INDEX FD INC TOTAL BND MRKT 366 366 New 4,392
COCA COLA CO COM 293 293 New 6,830
BANK OF AMERICA CORPORATION COM 289 289 New 21,521
SPDR S&P 500 ETF TR TR UNIT 236 236 New 1,412
INTERNATIONAL BUSINESS MACHS COM 230 230 New 1,105
WISDOMTREE TRUST INTL SMCAP DIV 228 228 New 3,916
ISHARES TR CORE S&P500 ETF 227 227 New 1,352
SPDR INDEX SHS FDS S&P EMKTSC ETF 218 218 New 4,371
ISHARES TR IBOXX INV CPBD 211 211 New 1,760
OPKO HEALTH INC COM 143 143 New 20,000