DUMONT & BLAKE INVESTMENT ADVISORS LLC Information

731 ALEXANDER ROAD SUITE 301, PRINCETON, New Jersey, 08540, (609) 514-1899

Report Date: 09/30/2014

Position Statistics

Total Positions 166
New Positions 4
Increased Positions 49
Decreased Positions 61
Positions with Activity 110
Sold Out Positions 11
Total Mkt Value (in $ millions) 198

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.4%
Capital Goods 3.31%
Conglomerates
Consumer Cyclical 1.71%
Consumer/Non-Cyclical 4.53%
Energy 5.21%
Financial 47.69%
Healthcare 7.47%
Services 13.16%
Technology 11.33%
Transportation 0.55%
Utilities 0%

166 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 11,813 -322 (2.65) 58,483
ISHARES TR SELECT DIVID ETF 7,257 -40 (0.55) 90,378
RYDEX ETF TRUST GUG S&P500 EQ WT 4,946 -204 (3.96) 62,849
EXXON MOBIL CORP COM 4,663 -9 (0.19) 53,245
APPLE INC COM 3,989 67 1.70 33,553
LOWES COS INC COM 3,964 New 56,680
POWERSHARES QQQ TRUST UNIT SER 1 3,898 -43 (1.09) 38,256
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 3,444 -69 (1.97) 13,016
CALAMOS CONV & HIGH INCOME FD COM SHS 3,063 10 .33 216,630
INTERNATIONAL BUSINESS MACHS COM 2,798 2 .08 17,994
GENERAL ELECTRIC CO COM 2,764 -140 (4.82) 114,794
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 2,678 -13 (0.49) 39,454
ALPS ETF TR ALERIAN MLP 2,581 -8 (0.31) 151,859
VANGUARD WORLD FDS TELCOMM ETF 2,560 New 30,370
CVS HEALTH CORP COM 2,462 -1 (0.04) 24,597
ISHARES TR RUSSELL 2000 ETF 2,375 -1 (0.03) 20,080
SCHWAB CAP TR S&P 500IDX SEL 2,302 13 .56 72,856
BLACKROCK INC COM 2,300 -276 (10.71) 6,630
MICROSOFT CORP COM 2,283 .00 54,334
ISHARES MICRO-CAP ETF 2,197 -9 (0.42) 29,055