DUBUQUE BANK & TRUST CO Information

1398 CENTRAL AVE., DUBUQUE, Iowa, 52001, (319) 589-2000

Report Date: 12/31/2014

Position Statistics

Total Positions 613
New Positions 46
Increased Positions 170
Decreased Positions 185
Positions with Activity 355
Sold Out Positions 56
Total Mkt Value (in $ millions) 638

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.54%
Capital Goods 1.36%
Conglomerates 0.07%
Consumer Cyclical 1.75%
Consumer/Non-Cyclical 1.71%
Energy 2.04%
Financial 34.31%
Healthcare 4.3%
Services 7.45%
Technology 11.13%
Transportation 0.92%
Utilities 0.55%

613 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HEARTLAND FINL USA INC COM 50,984 -2,523 (4.72) 1,593,236
JPMORGAN TR I STRG INCM SEL 28,569 1,894 7.10 2,429,319
LORD ABBETT INVT TR SH DURA INCM I 28,068 1,370 5.13 6,293,171
WISDOMTREE TR JAPN HEDGE EQT 22,203 9,026 68.50 400,129
VANGUARD FIXED INCOME SECS FD STRM INVGRA AD 21,304 1,279 6.39 1,989,181
VANGUARD BD INDEX FD INC TTL BDINDX ADM 19,117 19,117 New 1,742,637
DOUBLELINE FDS TR TTL RTN BD I 19,094 2,914 18.01 1,724,816
GUGGENHEIM FDS TR TTL RET BD INSTL 18,687 18,687 New 687,288
GOLDMAN SACHS TR STRG INCM INST 17,805 1,067 6.38 1,768,099
SPDR S&P 500 ETF TR TR UNIT 17,362 7,621 78.25 84,386
VANGUARD WORLD FDS INF TECH ETF 15,768 5,920 60.11 148,963
DBX ETF TR DB XTR MSCI EUR 15,432 8,562 124.61 527,414
INTEGRATED DEVICE TECHNOLOGY COM 14,868 4,542 43.99 751,476
STONE RIDGE ASSET MANAGEMENT REINSU RSKPR I 14,292 -4,042 (22.05) 1,419,275
BANK AMER CORP COM 11,914 477 4.17 778,208
APPLE INC COM 11,877 -993 (7.72) 96,368
BERKSHIRE HATHAWAY INC DEL CL B NEW 10,934 -119 (1.08) 75,991
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR 10,520 10,520 New 403,685
RF MICRODEVICES INC COM 10,487 2,798 36.39 632,123
JPMORGAN CHASE & CO COM 10,412 -334 (3.11) 174,839