DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 12/31/2013

Position Statistics

Total Positions 266
New Positions 123
Increased Positions 164
Decreased Positions 98
Positions with Activity 262
Sold Out Positions 68
Total Mkt Value (in $ millions) 300

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.04%
Capital Goods 3.8%
Conglomerates 0.21%
Consumer Cyclical
Consumer/Non-Cyclical 0.43%
Energy 3.16%
Financial 52.81%
Healthcare 4.89%
Services 5.23%
Technology 25.47%
Transportation 0.06%
Utilities 0.37%

266 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ACHILLION PHARMACEUTICALS INC COM -153 Sold Out 0
AGENUS INC COM NEW -107 Sold Out 0
ALEXZA PHARMACEUTICALS INC COM NEW -81 Sold Out 0
ARES CAP CORP COM -1,515 Sold Out 0
BROADCOM CORP CL A -315 Sold Out 0
CHELSEA THERAPEUTICS INTL LTD COM -394 Sold Out 0
CHICAGO BRIDGE & IRON CO N V COM -1,639 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR -288 Sold Out 0
COPART INC COM -386 Sold Out 0
DENDREON CORP COM -49 Sold Out 0
DEUTSCHE BK AG LONDON BRH PS CRD OIL ETN -3,490 Sold Out 0
DIREXION SHS ETF TR 7-10YR TR BEAR -610 Sold Out 0
DIREXION SHS ETF TR DLY ENRGY BULL3X -364 Sold Out 0
EATON VANCE NATL MUN OPPORT TR COM SHS -451 Sold Out 0
ELAN PLC ADR -815 Sold Out 0
FIRST TR NAS100 EQ WEIGHTED IX SHS -416 Sold Out 0
ISHARES COHEN&STEER REIT -726 Sold Out 0
ISHARES S&P 100 ETF -371 Sold Out 0
ISHARES US HLTHCARE ETF -6,906 Sold Out 0
ISHARES RUS MDCP VAL ETF -4,792 Sold Out 0