DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 09/30/2014

Position Statistics

Total Positions 111
New Positions 22
Increased Positions 32
Decreased Positions 71
Positions with Activity 103
Sold Out Positions 54
Total Mkt Value (in $ millions) 68

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.42%
Capital Goods
Conglomerates 0.79%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy 0.24%
Financial 56.86%
Healthcare 2.33%
Services 3.22%
Technology 14.52%
Transportation 0.49%
Utilities

111 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ADVISORSHARES TR PERITUS HG YLD -1,250 Sold Out 0
ALBANY MOLECULAR RESH INC COM -3,179 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -5,814 Sold Out 0
AMERICAN CAP MTG INVT CORP COM -892 Sold Out 0
ARADIGM CORP COM NO PAR NEW -204 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -1,054 Sold Out 0
BIOGEN IDEC INC COM -10,644 Sold Out 0
BLACKROCK UTIL & INFRASTRCTURE COM -363 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR -1,288 Sold Out 0
CREDIT SUISSE NASSAU BRH INVRS VIX STERM -16,007 Sold Out 0
ECHELON CORP COM -41 Sold Out 0
EXFO INC SUB VTG SHS -60 Sold Out 0
FIRST TR EXCNGE TRD ALPHADEX MID CAP VAL FD -439 Sold Out 0
GENERAL MTRS CO COM -403 Sold Out 0
IDENTIV INC COM NEW -143 Sold Out 0
IRIDIUM COMMUNICATIONS INC COM -288 Sold Out 0
ISHARES IBOXX HI YD ETF -1,347 Sold Out 0
ISHARES 3-7 YR TR BD ETF -2,384 Sold Out 0
ISHARES U.S. MED DVC ETF -560 Sold Out 0
ISHARES 10-20 YR TRS ETF -1,131 Sold Out 0