DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 03/31/2016

Position Statistics

Total Positions 74
New Positions 14
Increased Positions 27
Decreased Positions 32
Positions with Activity 59
Sold Out Positions 11
Total Mkt Value (in $ millions) 310

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.21%
Capital Goods
Conglomerates 0.08%
Consumer Cyclical
Consumer/Non-Cyclical
Energy 0.01%
Financial 90.97%
Healthcare 5.9%
Services
Technology 0.54%
Transportation
Utilities

74 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ALLERGAN PLC SHS 2,175 -5,981 (73.33) 10,000
PFIZER INC COM 362 -3,525 (90.69) 10,710
ISHARES TR 20 YR TR BD ETF -2,106 Sold Out 0
MERUS LABS INTL INC NEW COM 50 -1,979 (97.52) 42,200
PIMCO DYNAMIC CR INCOME FD COM SHS 411 -1,666 (80.23) 22,000
SPDR SERIES TRUST BRCLYS 1-3MT ETF 753 -894 (54.27) 16,487
ISHARES TR 1-3 YR TR BD ETF 9,050 -842 (8.51) 106,118
TORTOISE MLP FD INC COM -704 Sold Out 0
CELGENE CORP COM -569 Sold Out 0
CASCADIAN THERAPEUTICS INC COM -448 Sold Out 0
CBOE HLDGS INC COM 275 -408 (59.73) 4,331
NUVEEN FLOATING RATE INCOME FD COM 521 -356 (40.58) 51,500
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN -351 Sold Out 0
VANDA PHARMACEUTICALS INC COM -348 Sold Out 0
PROSHARES TR PSHS ULT S&P 500 -339 Sold Out 0
PIONEER FLOATING RATE TR COM 536 -308 (36.45) 48,016
ARES DYNAMIC CR ALLOCATION FD COM 271 -302 (52.66) 20,000
RETROPHIN INC COM -302 Sold Out 0
BELLATRIX EXPLORATION LTD COM 20 -279 (93.32) 20,000
PERRIGO CO PLC SHS -263 Sold Out 0