DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 03/31/2016

Position Statistics

Total Positions 74
New Positions 14
Increased Positions 27
Decreased Positions 32
Positions with Activity 59
Sold Out Positions 11
Total Mkt Value (in $ millions) 311

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.24%
Capital Goods
Conglomerates 0.08%
Consumer Cyclical
Consumer/Non-Cyclical
Energy 0.01%
Financial 90.01%
Healthcare 6.36%
Services
Technology 0.53%
Transportation
Utilities

74 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PENDRELL CORP COM 34 -28 (45.76) 60,102
FINJAN HLDGS INC COM NEW 23 -31 (57.14) 15,000
BELLATRIX EXPLORATION LTD COM 21 -296 (93.32) 20,000
CELGENE CORP COM -606 Sold Out 0
DYNAVAX TECHNOLOGIES CORP COM NEW -270 Sold Out 0
ISHARES TR 20 YR TR BD ETF -1,974 Sold Out 0
ON TRACK INNOVATION LTD SHS -178 Sold Out 0
ONCOTHYREON INC COM -558 Sold Out 0
PERRIGO CO PLC SHS -281 Sold Out 0
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN -335 Sold Out 0
PROSHARES TR PSHS ULT S&P 500 -356 Sold Out 0
RETROPHIN INC COM -294 Sold Out 0
TORTOISE MLP FD INC COM -728 Sold Out 0
VANDA PHARMACEUTICALS INC COM -311 Sold Out 0