DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 03/31/2014

Position Statistics

Total Positions 249
New Positions 48
Increased Positions 67
Decreased Positions 171
Positions with Activity 238
Sold Out Positions 145
Total Mkt Value (in $ millions) 223

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.39%
Capital Goods 0%
Conglomerates 0.26%
Consumer Cyclical 0.63%
Consumer/Non-Cyclical 0%
Energy 0.76%
Financial 80.28%
Healthcare 0.21%
Services 9.45%
Technology 4.25%
Transportation 0.12%
Utilities 0.08%

249 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COMCAST CORP NEW CL A 242 242 New 4,396
JIVE SOFTWARE INC COM 232 107 85.28 29,830
POWERSHARES GLOBAL ETF TRUST I-30 LAD TREAS 230 230 New 7,300
BLACKROCK REAL ASSET EQUITY TR COM 226 226 New 23,806
SIRIUS XM HLDGS INC COM 226 226 New 66,375
SPDR SERIES TRUST BARC SHT TR CP 224 224 New 7,275
USA TECHNOLOGIES INC COM NO PAR 222 -19 (7.9) 105,000
OREXIGEN THERAPEUTICS INC COM 208 -78 (27.27) 40,000
PIMCO ETF TR 3-7YR US TREAS 207 -1,024 (83.22) 2,607
TETRAPHASE PHARMACEUTICALS INC COM 205 205 New 19,000
AMAZON COM INC COM 202 -1,487 (88.05) 631
CADIZ INC COM NEW 186 186 New 20,000
DEUTSCHE BK AG LONDON BRH PS CR OIL LG ETN 185 185 New 12,850
INVESCO ADVANTAGE MUNICIPAL IN SH BEN INT 182 New 16,100
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT 182 New 13,004
INVESCO MUN OPPORTUNITY TR COM 179 -372 (67.57) 14,400
NUVEEN SELECT TAX FREE INCM 3 SH BEN INT 167 -5 (2.97) 12,106
TIME INC NEW COM 166 68 69.40 6,793
NUVEEN DIV ADVANTAGE MUN FD 2 COM 154 New 11,100
NUVEEN PREM INCOME MUN FD 2 COM 151 New 11,000