DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 06/30/2014

Position Statistics

Total Positions 148
New Positions 44
Increased Positions 62
Decreased Positions 74
Positions with Activity 136
Sold Out Positions 58
Total Mkt Value (in $ millions) 224

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.54%
Capital Goods
Conglomerates 0.31%
Consumer Cyclical 0.31%
Consumer/Non-Cyclical
Energy 0.81%
Financial 66.08%
Healthcare 9.76%
Services 4.01%
Technology 3.92%
Transportation 0.24%
Utilities 0%

148 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN SELECT TAX FREE INCM 3 SH BEN INT 159 -7 (4.13) 11,606
RETRACTABLE TECHNOLOGIES INC COM 153 153 New 50,800
NUVEEN DIV ADVANTAGE MUN FD 2 COM 152 New 11,100
IDENTIV INC COM NEW 150 -39 (20.64) 10,000
BLACKROCK MUNIYLD INVST QLTY COM 133 New 10,000
WI-LAN INC COM 126 126 New 35,000
DIGI INTL INC COM 105 105 New 12,650
EXFO INC SUB VTG SHS 77 -4 (5.26) 18,000
ECHELON CORP COM 59 59 New 24,200
LANTRONIX INC COM NEW 48 48 New 25,000
ALTERA CORP COM -1,008 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -45 Sold Out 0
AMAZON COM INC COM -207 Sold Out 0
ARC LOGISTICS PARTNERS LP COM UT REP LPN -274 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL B NEW -284 Sold Out 0
CADIZ INC COM NEW -247 Sold Out 0
COMCAST CORP NEW CL A -252 Sold Out 0
DEUTSCHE BK AG LONDON BRH PS CR OIL LG ETN -167 Sold Out 0
DIREXION SHS ETF TR 7 10YR TRES BULL -625 Sold Out 0
DISNEY WALT CO COM DISNEY -295 Sold Out 0