DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 12/31/2014

Position Statistics

Total Positions 107
New Positions 50
Increased Positions 67
Decreased Positions 28
Positions with Activity 95
Sold Out Positions 15
Total Mkt Value (in $ millions) 246

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods
Conglomerates 0.27%
Consumer Cyclical
Consumer/Non-Cyclical
Energy 0.13%
Financial 73.96%
Healthcare 6.67%
Services 3.76%
Technology 3.34%
Transportation 0%
Utilities 0.7%

107 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INVESCO MUN OPPORTUNITY TR COM 170 -18 (9.72) 13,000
INVESCO DYNAMIC CR OPP FD COM 157 157 New 13,025
NUVEEN DIV ADVANTAGE MUN FD 2 COM 157 New 11,100
SEACHANGE INTL INC COM 155 83 114.41 23,800
IMMERSION CORP COM 147 -245 (62.5) 15,000
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT 145 New 10,236
BLACKROCK MUNIYLD INVST QLTY COM 140 New 10,000
BACTERIN INTL HLDGS INC COM NEW 125 New 30,000
NETLIST INC COM 58 58 New 100,000
A10 NETWORKS INC COM 47 47 New 10,700
UNWIRED PLANET INC NEW COM 24 -86 (78.13) 35,000
ECHELON CORP COM 11 11 New 12,500
ACTAVIS PLC SHS -593 Sold Out 0
ALTISOURCE PORTFOLIO SOLNS SA REG SHS -89 Sold Out 0
ALTISOURCE RESIDENTIAL CORP CL B -877 Sold Out 0
AMERICAN RLTY CAP PPTYS INC COM -1,150 Sold Out 0
CME GROUP INC COM -3,661 Sold Out 0
CROWN CASTLE INTL CORP NEW COM -387 Sold Out 0
DHT HOLDINGS INC SHS NEW -361 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -231 Sold Out 0