DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 09/30/2014

Position Statistics

Total Positions 111
New Positions 22
Increased Positions 32
Decreased Positions 71
Positions with Activity 103
Sold Out Positions 54
Total Mkt Value (in $ millions) 70

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.13%
Capital Goods
Conglomerates 0.77%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy 0.48%
Financial 56.51%
Healthcare 2.33%
Services 3.35%
Technology 14.41%
Transportation 0.42%
Utilities

111 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN CAP MTG INVT CORP COM -897 Sold Out 0
ARADIGM CORP COM NO PAR NEW -202 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -1,003 Sold Out 0
BIOGEN IDEC INC COM -9,681 Sold Out 0
BLACKROCK UTIL & INFRASTRCTURE COM -364 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR -1,291 Sold Out 0
CREDIT SUISSE NASSAU BRH INVRS VIX STERM -17,870 Sold Out 0
ECHELON CORP COM -45 Sold Out 0
EXFO INC SUB VTG SHS -59 Sold Out 0
FIRST TR EXCNGE TRD ALPHADEX MID CAP VAL FD -443 Sold Out 0
GENERAL MTRS CO COM -387 Sold Out 0
IDENTIV INC COM NEW -114 Sold Out 0
IRIDIUM COMMUNICATIONS INC COM -289 Sold Out 0
ISHARES IBOXX HI YD ETF -1,370 Sold Out 0
ISHARES 3-7 YR TR BD ETF -2,399 Sold Out 0
ISHARES 10-20 YR TRS ETF -1,127 Sold Out 0
ISHARES U.S. MED DVC ETF -548 Sold Out 0
ISHARES TR CORE US TR BD -571 Sold Out 0
ISHARES TR 1-3 YR TR BD ETF -2,908 Sold Out 0
ISHARES TR CORE US AGGBD ET -438 Sold Out 0