DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 12/31/2014

Position Statistics

Total Positions 108
New Positions 51
Increased Positions 68
Decreased Positions 28
Positions with Activity 96
Sold Out Positions 15
Total Mkt Value (in $ millions) 243

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods
Conglomerates 0.28%
Consumer Cyclical
Consumer/Non-Cyclical
Energy 0.13%
Financial 73.96%
Healthcare 6.75%
Services 3.87%
Technology 3.31%
Transportation 0%
Utilities 0.71%

108 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CITRIX SYS INC COM 314 314 New 5,000
CONTROL4 CORP COM 309 80 35.22 25,150
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 308 171 124.47 50,000
NUVEEN PREM INCOME MUN FD COM 304 -78 (20.32) 21,857
DIGI INTL INC COM 302 10 3.33 31,000
EATON VANCE MUN BD FD COM 298 -170 (36.41) 23,195
ISHARES TR 7-10 Y TR BD ETF 297 297 New 2,739
FIRST TR HIGH INCOME L/S FD COM 280 New 17,123
NUVEEN DIVID ADVANTAGE MUN INC COM 272 71 35.12 18,851
LANTRONIX INC COM NEW 270 149 122.37 150,100
SPDR SER TR SHT TRM HGH YLD 269 269 New 9,217
NUVEEN PREM INCOME MUN FD 2 COM 249 New 17,700
SILVER SPRING NETWORKS INC COM 244 151 161 26,100
SPDR S&P 500 ETF TR TR UNIT 234 234 New 1,139
PIMCO ETF TR ENHAN SHRT MA AC 217 217 New 2,146
NUVEEN MUN OPPORTUNITY FD INC COM 216 -31 (12.48) 15,000
INVESCO MUN TR COM 216 New 17,000
NUMEREX CORP PA CL A 211 7 3.54 19,000
SEACHANGE INTL INC COM 195 104 114.41 23,800
INVESCO ADVANTAGE MUNICIPAL IN SH BEN INT 187 New 16,100