DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 09/30/2014

Position Statistics

Total Positions 111
New Positions 22
Increased Positions 32
Decreased Positions 71
Positions with Activity 103
Sold Out Positions 54
Total Mkt Value (in $ millions) 70

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.14%
Capital Goods
Conglomerates 0.77%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy 0.49%
Financial 56.38%
Healthcare 2.25%
Services 3.29%
Technology 14.31%
Transportation 0.39%
Utilities

111 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN CAP MTG INVT CORP COM -890 Sold Out 0
ARADIGM CORP COM NO PAR NEW -197 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -1,033 Sold Out 0
BIOGEN IDEC INC COM -9,623 Sold Out 0
BLACKROCK UTIL & INFRASTRCTURE COM -361 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR -1,290 Sold Out 0
CREDIT SUISSE NASSAU BRH INVRS VIX STERM -17,393 Sold Out 0
ECHELON CORP COM -44 Sold Out 0
EXFO INC SUB VTG SHS -64 Sold Out 0
FIRST TR EXCNGE TRD ALPHADEX MID CAP VAL FD -442 Sold Out 0
GENERAL MTRS CO COM -386 Sold Out 0
IDENTIV INC COM NEW -107 Sold Out 0
IRIDIUM COMMUNICATIONS INC COM -277 Sold Out 0
ISHARES 3-7 YR TR BD ETF -2,395 Sold Out 0
ISHARES IBOXX HI YD ETF -1,368 Sold Out 0
ISHARES 10-20 YR TRS ETF -1,121 Sold Out 0
ISHARES U.S. MED DVC ETF -543 Sold Out 0
ISHARES TR CORE US TR BD -569 Sold Out 0
ISHARES TR 1-3 YR TR BD ETF -2,907 Sold Out 0
ISHARES TR 7-10 Y TR BD ETF -750 Sold Out 0