DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 03/31/2015

Position Statistics

Total Positions 118
New Positions 26
Increased Positions 53
Decreased Positions 61
Positions with Activity 114
Sold Out Positions 46
Total Mkt Value (in $ millions) 145

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.21%
Consumer Cyclical
Consumer/Non-Cyclical
Energy 0.38%
Financial 76.4%
Healthcare 10.88%
Services 2.4%
Technology 3.18%
Transportation
Utilities 0%

118 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ECHELON CORP COM 194 182 1,556 207,000
USA TECHNOLOGIES INC COM NO PAR 185 -433 (70) 60,000
PENDRELL CORP COM 177 177 New 170,085
EATON VANCE MUN BD FD II COM 152 152 New 12,302
IGNYTA INC COM 143 143 New 15,000
BLACKROCK RES & COMM STRAT TR SHS 109 -77 (41.36) 11,000
EATON VANCE SR INCOME TR SH BEN INT 109 109 New 16,600
CREDIT SUISSE AG NASSAU BRH VELSHS DLY SHTRM 109 -3,378 (96.89) 123,450
DIGI INTL INC COM 100 -195 (66.13) 10,500
LIBERTY ALL STAR EQUITY FD SH BEN INT 89 89 New 15,000
ON TRACK INNOVATION LTD SHS 88 88 New 67,500
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 74 74 New 20,518
A10 NETWORKS INC COM -66 Sold Out 0
ALBANY MOLECULAR RESH INC COM -395 Sold Out 0
ANACOR PHARMACEUTICALS INC COM -941 Sold Out 0
APPLE INC COM -5,196 Sold Out 0
ARDMORE SHIPPING CORP COM -522 Sold Out 0
BACTERIN INTL HLDGS INC COM NEW -110 Sold Out 0
BIOGEN INC COM -3,110 Sold Out 0
BLACKROCK MUNIYLD INVST QLTY COM -135 Sold Out 0