DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 03/31/2014

Position Statistics

Total Positions 249
New Positions 48
Increased Positions 67
Decreased Positions 171
Positions with Activity 238
Sold Out Positions 145
Total Mkt Value (in $ millions) 223

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.38%
Capital Goods 0%
Conglomerates 0.26%
Consumer Cyclical 0.64%
Consumer/Non-Cyclical 0%
Energy 0.78%
Financial 80.52%
Healthcare 0.21%
Services 9.24%
Technology 4.22%
Transportation 0.12%
Utilities 0.08%

249 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SANTANDER CONSUMER USA HDG INC COM 1,499 1,499 New 75,121
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 1,459 1,459 New 85,500
NIKE INC CL B 1,423 1,423 New 18,100
ARDMORE SHIPPING CORP COM 1,274 1,005 373.52 99,600
CBOE HLDGS INC COM 1,058 529 99.99 21,711
SPDR SER TR SHT TRM HGH YLD 985 985 New 32,139
ALTERA CORP COM 947 -83 (8.08) 27,812
VANGUARD INDEX FDS MID CAP ETF 928 928 New 7,801
SCHWAB STRATEGIC TR US MID-CAP ETF 893 893 New 22,350
VALE S A ADR 847 847 New 58,205
AMERICAN CAP MTG INVT CORP COM 817 817 New 41,085
SCHWAB STRATEGIC TR US REIT ETF 774 774 New 21,379
POWERSHARES ETF TRUST S&P 500 HGH QLTY 746 746 New 34,821
ISHARES TR IBOXX INV CP ETF 700 700 New 5,885
SPDR SERIES TRUST BRCLYS 1-3MT ETF 652 -1,554 (70.44) 14,251
TWO HBRS INVT CORP COM 639 -37 (5.54) 61,400
DIREXION SHS ETF TR 7 10YR TRES BULL 638 -311 (32.8) 15,601
PRUDENTIAL SHT DURATION HG YLD COM 580 New 33,252
BLACKROCK UTIL & INFRASTRCTURE COM 536 New 25,685
EATON VANCE MUN BD FD II COM 447 -121 (21.27) 34,919