DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 09/30/2014

Position Statistics

Total Positions 111
New Positions 22
Increased Positions 32
Decreased Positions 71
Positions with Activity 103
Sold Out Positions 54
Total Mkt Value (in $ millions) 68

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.38%
Capital Goods
Conglomerates 0.79%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy 0.23%
Financial 56.97%
Healthcare 2.34%
Services 3.23%
Technology 14.5%
Transportation 0.49%
Utilities

111 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUMEREX CORP PA CL A 202 202 New 18,350
NUVEEN DIVID ADVANTAGE MUN INC COM 197 -94 (32.25) 13,951
RETRACTABLE TECHNOLOGIES INC COM 195 -51 (20.87) 40,200
BLACKROCK RES & COMM STRAT TR SHS 186 7 4.20 18,758
INVESCO ADVANTAGE MUNICIPAL IN SH BEN INT 185 New 16,100
INVESCO MUN OPPORTUNITY TR COM 183 New 14,400
ALTISOURCE PORTFOLIO SOLNS SA REG SHS 169 -267 (61.24) 5,000
UNWIRED PLANET INC NEW COM 168 -84 (33.33) 160,000
USA TECHNOLOGIES INC COM NO PAR 167 22 14.94 100,000
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 157 157 New 22,275
NUVEEN DIV ADVANTAGE MUN FD 2 COM 157 New 11,100
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT 141 -38 (21.29) 10,236
BLACKROCK MUNIYLD INVST QLTY COM 137 New 10,000
LANTRONIX INC COM NEW 132 83 170 67,500
SILVER SPRING NETWORKS INC COM 82 82 New 10,000
BACTERIN INTL HLDGS INC COM NEW 78 78 New 30,000
SEACHANGE INTL INC COM 73 73 New 11,100
ADVISORSHARES TR PERITUS HG YLD -1,242 Sold Out 0
ALBANY MOLECULAR RESH INC COM -3,190 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -5,914 Sold Out 0


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