DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 09/30/2014

Position Statistics

Total Positions 111
New Positions 22
Increased Positions 32
Decreased Positions 71
Positions with Activity 103
Sold Out Positions 54
Total Mkt Value (in $ millions) 68

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.74%
Capital Goods
Conglomerates 0.78%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy 0.27%
Financial 56.23%
Healthcare 2.38%
Services 3.33%
Technology 14.13%
Transportation 0.48%
Utilities

111 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACTAVIS PLC SHS 522 522 New 2,000
TORTOISE MLP FD INC COM 477 170 55.39 17,679
EATON VANCE MUN BD FD COM 466 -88 (15.82) 36,476
SHIRE PLC SPONSORED ADR 431 431 New 2,000
TORNIER N V SHS 398 398 New 15,000
NUVEEN PREM INCOME MUN FD COM 378 -15 (3.75) 27,432
IMMERSION CORP COM 361 361 New 40,000
PROSHARES TR PSHS ULSHT 7-10Y 346 -548 (61.3) 14,013
CROWN CASTLE INTL CORP NEW COM 338 338 New 4,500
DHT HOLDINGS INC SHS NEW 325 -229 (41.3) 46,370
NUVEEN DIVERSIFIED COMMODTY FD COM UT BEN INT 302 -64 (17.41) 26,100
JIVE SOFTWARE INC COM 302 121 66.67 55,000
MARKET VECTORS ETF TR SEMICONDUCTOR 277 277 New 5,100
CONTROL4 CORP COM 277 277 New 18,600
FIRST TR HIGH INCOME L/S FD COM 271 -49 (15.33) 17,123
ALTISOURCE PORTFOLIO SOLNS SA REG SHS 257 -406 (61.24) 5,000
DIGI INTL INC COM 249 144 137.15 30,000
NUVEEN PREM INCOME MUN FD 2 COM 249 28 12.74 17,700
NUVEEN MUN OPPORTUNITY FD INC COM 249 New 17,139
ISHARES TR RUS 1000 VAL ETF 225 225 New 2,200