DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 09/30/2014

Position Statistics

Total Positions 111
New Positions 22
Increased Positions 32
Decreased Positions 71
Positions with Activity 103
Sold Out Positions 54
Total Mkt Value (in $ millions) 70

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.13%
Capital Goods
Conglomerates 0.77%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy 0.48%
Financial 56.51%
Healthcare 2.33%
Services 3.35%
Technology 14.41%
Transportation 0.42%
Utilities

111 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACTAVIS PLC SHS 541 541 New 2,000
TORTOISE MLP FD INC COM 521 186 55.39 17,679
EATON VANCE MUN BD FD COM 460 -86 (15.82) 36,476
SHIRE PLC SPONSORED ADR 425 425 New 2,000
TORNIER N V SHS 403 403 New 15,000
NUVEEN PREM INCOME MUN FD COM 374 -15 (3.75) 27,432
CROWN CASTLE INTL CORP COM 371 371 New 4,500
PROSHARES TR PSHS ULSHT 7-10Y 353 -559 (61.3) 14,013
IMMERSION CORP COM 346 346 New 40,000
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 336 336 New 22,275
NUVEEN DIVERSIFIED COMMODTY FD COM UT BEN INT 334 -70 (17.41) 26,100
JIVE SOFTWARE INC COM 325 130 66.67 55,000
CONTROL4 CORP COM 295 295 New 18,600
DHT HOLDINGS INC SHS NEW 293 -206 (41.3) 46,370
FIRST TR HIGH INCOME L/S FD COM 286 -52 (15.33) 17,123
MARKET VECTORS ETF TR SEMICONDUCTOR 276 276 New 5,100
ALTISOURCE PORTFOLIO SOLNS SA REG SHS 272 -429 (61.24) 5,000
NUVEEN MUN OPPORTUNITY FD INC COM 245 New 17,139
NUVEEN PREM INCOME MUN FD 2 COM 244 28 12.74 17,700
ISHARES TR RUS 1000 VAL ETF 231 231 New 2,200