DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 09/30/2015

Position Statistics

Total Positions 94
New Positions 14
Increased Positions 36
Decreased Positions 49
Positions with Activity 85
Sold Out Positions 38
Total Mkt Value (in $ millions) 77

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.5%
Capital Goods 0.29%
Conglomerates 1.34%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy 0.92%
Financial 45.06%
Healthcare 15.39%
Services 0.76%
Technology 2.04%
Transportation
Utilities

94 Positions as of 09/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN PREM INCOME MUN FD COM -287 Sold Out 0
OREXIGEN THERAPEUTICS INC COM -106 Sold Out 0
PARATEK PHARMACEUTICALS INC COM -147 Sold Out 0
QUALYS INC COM -89 Sold Out 0
REVANCE THERAPEUTICS INC COM -582 Sold Out 0
SEQUENOM INC COM NEW -181 Sold Out 0
SPDR S&P 500 ETF TR TR UNIT -3,282 Sold Out 0
SPDR SER TR SHT TRM HGH YLD -2,435 Sold Out 0
SYNERON MEDICAL LTD ORD SHS -569 Sold Out 0
TEXAS INSTRS INC COM -1,009 Sold Out 0
VANGUARD BD INDEX FD INC SHORT TRM BOND -3,261 Sold Out 0
VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF -472 Sold Out 0
VERTEX PHARMACEUTICALS INC COM -6,652 Sold Out 0
ZELTIQ AESTHETICS INC COM -610 Sold Out 0