DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 06/30/2014

Position Statistics

Total Positions 148
New Positions 44
Increased Positions 62
Decreased Positions 74
Positions with Activity 136
Sold Out Positions 58
Total Mkt Value (in $ millions) 224

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.54%
Capital Goods
Conglomerates 0.31%
Consumer Cyclical 0.3%
Consumer/Non-Cyclical
Energy 0.77%
Financial 66.06%
Healthcare 9.75%
Services 4%
Technology 3.89%
Transportation 0.24%
Utilities 0%

148 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD -323 Sold Out 0
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF -7,822 Sold Out 0
VANGUARD WHITEHALL FDS INC HIGH DIV YLD -1,540 Sold Out 0
VANGUARD WORLD FDS INF TECH ETF -9,509 Sold Out 0
VANGUARD WORLD FDS HEALTH CAR ETF -6,306 Sold Out 0
VRINGO INC COM -83 Sold Out 0
WAL-MART STORES INC COM -8,214 Sold Out 0
WELLS FARGO & CO NEW COM -307 Sold Out 0