DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 09/30/2014

Position Statistics

Total Positions 111
New Positions 22
Increased Positions 32
Decreased Positions 71
Positions with Activity 103
Sold Out Positions 54
Total Mkt Value (in $ millions) 70

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.34%
Capital Goods
Conglomerates 0.77%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy 0.21%
Financial 54.12%
Healthcare 2.28%
Services 3.27%
Technology 14.47%
Transportation 0.48%
Utilities

111 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR SERIES TRUST BRCLYS 1-3MT ETF -2,035 Sold Out 0
SYNGENTA AG SPONSORED ADR -521 Sold Out 0
TWO HBRS INVT CORP COM -1,022 Sold Out 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT -67,522 Sold Out 0
VANGUARD BD INDEX FD INC LONG TERM BOND -482 Sold Out 0
VANGUARD INDEX FDS MCAP GR IDXVIP -379 Sold Out 0
VANGUARD SCOTTSDALE FDS LG-TERM COR BD -697 Sold Out 0
VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF -1,286 Sold Out 0
VANGUARD SCOTTSDALE FDS INT-TERM GOV -788 Sold Out 0
WI-LAN INC COM -96 Sold Out 0
WINDSTREAM HLDGS INC COM -880 Sold Out 0