DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 12/31/2016

Position Statistics

Total Positions 77
New Positions 18
Increased Positions 30
Decreased Positions 40
Positions with Activity 70
Sold Out Positions 29
Total Mkt Value (in $ millions) 370

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 0.24%
Basic Materials
Industrials
Consumer Cyclicals
Consumer Non-Cyclicals 0.08%
Financials 99.35%
Healthcare 0.19%
Technology 0.12%
Telecommunication Services
Utilities

77 Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LIPOCINE INC NEW COM -551 Sold Out 0
MERUS LABS INTL INC NEW COM -36 Sold Out 0
NOVELION THERAPEUTICS INC COM NEW -239 Sold Out 0
NOVO-NORDISK A S ADR -426 Sold Out 0
PROSHARES TR SHORT S&P 500 NE -2,355 Sold Out 0
PROSHARES TR PSHS ULTRA QQQ -6,677 Sold Out 0
PROSHARES TR ULTRAPRO QQQ -1,566 Sold Out 0
PROSHARES TR ULTRAPRO SHORT S -720 Sold Out 0
PROSHARES TR II ULTRA VIX ETF -177 Sold Out 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 -1,430 Sold Out 0
SPDR GOLD TRUST GOLD SHS -106,885 Sold Out 0
SPDR SERIES TRUST BLOMBERG BRC SRT -520 Sold Out 0
TORTOISE MLP FD INC COM -243 Sold Out 0
US FOODS HLDG CORP COM -276 Sold Out 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT -4,994 Sold Out 0
XILINX INC COM -373 Sold Out 0
ZAFGEN INC COM -287 Sold Out 0