DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 12/31/2013

Position Statistics

Total Positions 266
New Positions 123
Increased Positions 164
Decreased Positions 98
Positions with Activity 262
Sold Out Positions 68
Total Mkt Value (in $ millions) 309

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.03%
Capital Goods 3.87%
Conglomerates 0.21%
Consumer Cyclical
Consumer/Non-Cyclical 0.43%
Energy 3.2%
Financial 52.63%
Healthcare 5.23%
Services 5.36%
Technology 25.28%
Transportation 0.06%
Utilities 0.37%

266 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CHEMOCENTRYX INC COM 138 30 27.74 23,000
BLACKROCK MUNIYLD INVST QLTY COM 132 New 10,000
RIGEL PHARMACEUTICALS INC COM NEW 130 10 8.69 38,043
IDENTIVE GROUP INC COM 121 56 85.92 132,000
JIVE SOFTWARE INC COM 118 118 New 16,100
DIGI INTL INC COM 117 117 New 11,577
NOVACOPPER INC COM 105 105 New 91,626
LANTRONIX INC COM NEW 104 38 56.92 51,000
OXIGENE INC COM PAR$.001 93 93 New 30,000
VENTRUS BIOSCIENCES INC COM 92 46 100 80,000
VICAL INC COM 89 New 70,000
AVEO PHARMACEUTICALS INC COM 84 .06 59,860
GERON CORP COM 77 77 New 35,089
CREDIT SUISSE AG NASSAU BRH EXCHTRADE SHTERM 74 -80 (52.03) 11,752
AMICUS THERAPEUTICS INC COM 63 63 New 33,593
KALOBIOS PHARMACEUTICALS INC COM 52 (0.01) 20,000
AMARIN CORP PLC SPONS ADR NEW 50 50 New 30,481
ONE GAS INC COM 34 34 New 952
ACHILLION PHARMACEUTICALS INC COM -164 Sold Out 0
AGENUS INC COM NEW -108 Sold Out 0