DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 06/30/2014

Position Statistics

Total Positions 148
New Positions 44
Increased Positions 62
Decreased Positions 74
Positions with Activity 136
Sold Out Positions 58
Total Mkt Value (in $ millions) 224

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.54%
Capital Goods
Conglomerates 0.31%
Consumer Cyclical 0.3%
Consumer/Non-Cyclical
Energy 0.77%
Financial 66.06%
Healthcare 9.75%
Services 4%
Technology 3.89%
Transportation 0.24%
Utilities 0%

136 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD BD INDEX FD INC TOTAL BND MRKT 65,352 38,844 146.54 800,492
CREDIT SUISSE NASSAU BRH INVRS VIX STERM 20,408 20,408 New 458,918
PROSHARES TR II SHT VIX ST TRM 19,171 19,171 New 220,000
BIOGEN IDEC INC COM 10,437 10,437 New 31,700
RYDEX ETF TRUST GUG S&P500 EQ WT 8,735 8,735 New 100,000
APPLE INC COM 7,281 1 .02 72,114
GARRISON CAP INC COM 7,215 7,215 New 497,609
ALEXION PHARMACEUTICALS INC COM 5,247 5,247 New 32,503
ISHARES SHRT TRS BD ETF 4,672 148 3.28 42,363
ALBANY MOLECULAR RESH INC COM 4,658 4,658 New 210,000
SIMON PPTY GROUP INC NEW COM 4,409 4,409 New 26,600
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN 3,448 592 20.72 162,480
ISHARES TR 1-3 YR TR BD ETF 2,898 2,898 New 34,325
PPG INDS INC COM 2,718 2,718 New 13,400
SANTANDER CONSUMER USA HDG INC COM 2,532 1,164 85.03 138,994
PROSHARES TR ULTR 7-10 TREA 2,390 420 21.34 44,640
ISHARES 3-7 YR TR BD ETF 2,366 2,366 New 19,560
SPDR SERIES TRUST BRCLYS 1-3MT ETF 2,036 1,384 212.21 44,493
PROSHARES TR II ULT VIX SHRT TRM 1,998 1,998 New 87,000
PROSHARES TR ULTRA 20YR TRE 1,803 1,432 385.32 27,275