DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 03/31/2014

Position Statistics

Total Positions 249
New Positions 48
Increased Positions 67
Decreased Positions 171
Positions with Activity 238
Sold Out Positions 145
Total Mkt Value (in $ millions) 223

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.39%
Capital Goods 0%
Conglomerates 0.26%
Consumer Cyclical 0.64%
Consumer/Non-Cyclical 0%
Energy 0.78%
Financial 80.43%
Healthcare 0.21%
Services 9.25%
Technology 4.27%
Transportation 0.12%
Utilities 0.08%

249 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD BD INDEX FD INC TOTAL BND MRKT 26,673 26,673 New 324,691
VANGUARD BD INDEX FD INC SHORT TRM BOND 10,840 10,840 New 135,262
ISHARES TR 7-10 Y TR BD ETF 10,782 10,782 New 103,897
VANGUARD WORLD FDS INF TECH ETF 9,285 9,285 New 93,537
ISHARES TR RUS MDCP VAL ETF 8,736 8,736 New 121,451
WAL-MART STORES INC COM 8,093 7,823 2,891.88 106,900
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 7,711 7,711 New 99,389
ISHARES TR S&P 500 GRWT ETF 7,680 7,407 2,712.87 72,319
APPLE INC COM 7,139 -83,505 (92.12) 72,100
VANGUARD WORLD FDS HEALTH CAR ETF 5,978 -195 (3.16) 52,974
ISHARES TR RUS MD CP GR ETF 5,485 5,485 New 62,069
ISHARES TR CORE AGGREBD ETF 5,464 5,464 New 49,964
RMG NETWORKS HLDG CORP COM 5,322 New 2,354,650
WINDSTREAM HLDGS INC COM 4,744 254 5.65 450,545
TIME WARNER INC COM NEW 4,632 1,898 69.39 54,343
ISHARES SHRT TRS BD ETF 4,523 4,523 New 41,019
ISHARES TR U.S. INDS ETF 4,109 3,761 1,083.01 40,187
PIMCO ETF TR ENHAN SHRT MAT 3,625 3,625 New 35,730
ISHARES TR CORE HIGH DV ETF 3,531 2,148 155.25 46,770
SCHWAB STRATEGIC TR US DIVIDEND EQ 3,458 1,688 95.40 89,452