DRW SECURITIES, LLC Information

540 WEST MADISON STREET, CHICAGO, Illinois, 60661, (312) 542-1000

Report Date: 12/31/2013

Position Statistics

Total Positions 266
New Positions 123
Increased Positions 164
Decreased Positions 98
Positions with Activity 262
Sold Out Positions 68
Total Mkt Value (in $ millions) 307

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.03%
Capital Goods 3.88%
Conglomerates 0.21%
Consumer Cyclical
Consumer/Non-Cyclical 0.44%
Energy 3.22%
Financial 52.89%
Healthcare 4.95%
Services 5.37%
Technology 25.2%
Transportation 0.05%
Utilities 0.37%

266 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 68,649 61,085 807.65 130,774
VANGUARD BD INDEX FD INC INTERMED TERM 13,046 13,046 New 156,332
RMG NETWORKS HLDG CORP COM 10,619 New 2,354,650
3M CO COM 9,753 9,753 New 70,815
ISHARES 20+ YR TR BD ETF 9,018 9,018 New 81,946
ISHARES 1-3 YR TR BD ETF 6,817 6,817 New 80,688
ISHARES S&P MC 400GR ETF 6,658 3,983 148.93 44,738
VANGUARD WORLD FDS HEALTH CAR ETF 5,651 1,213 27.34 54,703
BARCLAYS BK PLC IPATH S&P500 VIX 5,554 -4,938 (47.06) 133,169
GILEAD SCIENCES INC COM 5,128 3,756 273.77 73,259
WISDOMTREE TR DIV EX-FINL FD 4,523 3,450 321.33 63,717
DIREXION SHS ETF TR DLY FIN BULL NEW 4,328 4,101 1,804.95 48,862
POWERSHARES ETF TRUST DYNM LRG CP VL 3,974 3,349 536.02 137,214
ISHARES RUS 2000 GRW ETF 3,781 3,781 New 28,995
WINDSTREAM HLDGS INC COM 3,761 242 6.88 426,454
POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 3,713 3,713 New 191,075
ISHARES RUSSELL 3000 ETF 3,616 3,616 New 32,405
ISHARES MRNGSTR LG-CP GR 3,520 3,520 New 35,539
SPDR S&P 500 ETF TR TR UNIT 3,501 3,501 New 18,784
VANGUARD INDEX FDS MCAP GR IDXVIP 3,355 -615 (15.48) 36,966