DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 06/30/2014

Position Statistics

Total Positions 210
New Positions 19
Increased Positions 64
Decreased Positions 108
Positions with Activity 172
Sold Out Positions 31
Total Mkt Value (in $ millions) 206

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.07%
Capital Goods 6.14%
Conglomerates 0.6%
Consumer Cyclical 1.51%
Consumer/Non-Cyclical 7.9%
Energy 10.23%
Financial 16.16%
Healthcare 15.52%
Services 15.73%
Technology 15.55%
Transportation 2.37%
Utilities 3.76%

210 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AGL RES INC COM -489 Sold Out 0
ALCATEL-LUCENT SPONSORED ADR -82 Sold Out 0
BAXTER INTL INC COM -335 Sold Out 0
BECTON DICKINSON & CO COM -679 Sold Out 0
BHP BILLITON PLC SPONSORED ADR -272 Sold Out 0
BLOOMIN BRANDS INC COM -151 Sold Out 0
CLOROX CO DEL COM -850 Sold Out 0
COACH INC COM -203 Sold Out 0
DAVITA HEALTHCARE PARTNERS INC COM -377 Sold Out 0
DRYSHIPS INC SHS -31 Sold Out 0
EBAY INC COM -780 Sold Out 0
EDWARDS LIFESCIENCES CORP COM -497 Sold Out 0
GOLDCORP INC NEW COM -434 Sold Out 0
HD SUPPLY HLDGS INC COM -931 Sold Out 0
METLIFE INC COM -490 Sold Out 0
MONSANTO CO NEW COM -356 Sold Out 0
NOW INC COM -55 Sold Out 0
NTT DOCOMO INC SPONS ADR -220 Sold Out 0
OCH ZIFF CAP MGMT GROUP CL A -128 Sold Out 0
PIMCO ETF TR TOTL RETN ETF -391 Sold Out 0