DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2014

Position Statistics

Total Positions 210
New Positions 19
Increased Positions 70
Decreased Positions 96
Positions with Activity 166
Sold Out Positions 27
Total Mkt Value (in $ millions) 198

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.36%
Capital Goods 7.81%
Conglomerates 0.34%
Consumer Cyclical 0.99%
Consumer/Non-Cyclical 7.29%
Energy 9.26%
Financial 17.73%
Healthcare 17.72%
Services 17.16%
Technology 10.15%
Transportation 3.4%
Utilities 2.3%

210 Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 1,986 -53 (2.6) 11,774
ABBOTT LABS COM 1,596 New 33,700
ABBVIE INC COM 2,615 -27 (1.03) 43,220
AFLAC INC COM 728 -37 (4.88) 11,700
ALCOA INC COM 161 161 New 10,900
ALIBABA GROUP HLDG LTD SPONSORED ADS 1,000 509 103.62 11,749
ALLERGAN INC COM 1,559 -93 (5.63) 6,700
ALTRIA GROUP INC COM 624 -66 (9.56) 11,085
AMAZON COM INC COM 489 New 1,287
AMERICAN AIRLS GROUP INC COM 984 62 6.68 20,546
AMERICAN ELEC PWR INC COM -599 Sold Out 0
AMERICAN EXPRESS CO COM 1,054 674 177.74 12,915
AMERICAN INTL GROUP INC COM NEW 1,166 16 1.36 21,078
AMGEN INC COM 818 -4 (0.48) 5,185
APOLLO COML REAL EST FIN INC COM 202 202 New 11,800
APPLE INC COM 1,323 -16,135 (92.42) 10,300
AQUA AMERICA INC COM 508 508 New 19,218
AT&T INC COM 2,752 -240 (8.03) 79,627
AVON PRODS INC COM 93 New 10,965
BANK AMER CORP COM 2,247 200 9.78 142,109