DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 06/30/2014

Position Statistics

Total Positions 210
New Positions 19
Increased Positions 64
Decreased Positions 108
Positions with Activity 172
Sold Out Positions 31
Total Mkt Value (in $ millions) 208

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.11%
Capital Goods 6.11%
Conglomerates 0.61%
Consumer Cyclical 1.49%
Consumer/Non-Cyclical 7.89%
Energy 10.59%
Financial 16.14%
Healthcare 15.35%
Services 15.6%
Technology 15.5%
Transportation 2.31%
Utilities 3.82%

210 Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 1,769 -91 (4.87) 12,286
ABBOTT LABS COM 1,445 -338 (18.96) 34,200
ABBVIE INC COM 2,438 -29 (1.18) 44,100
AETNA INC NEW COM 242 New 2,945
AFLAC INC COM 753 -202 (21.15) 12,300
AGL RES INC COM -496 Sold Out 0
ALCATEL-LUCENT SPONSORED ADR -85 Sold Out 0
ALLERGAN INC COM 1,162 -696 (37.45) 7,100
ALTRIA GROUP INC COM 528 -32 (5.77) 12,257
AMAZON COM INC COM 310 310 New 915
AMERICAN ELEC PWR INC COM 558 110 24.55 10,400
AMERICAN EXPRESS CO COM 327 New 3,650
AMERICAN INTL GROUP INC COM NEW 1,142 New 20,377
AMGEN INC COM 545 133 32.32 3,910
APPLE INC COM 14,010 -105 (0.74) 136,684
AQUA AMERICA INC COM 333 -790 (70.35) 13,318
AT&T INC COM 3,144 -28 (0.9) 89,941
AVON PRODS INC COM 177 New 12,628
BANK OF AMERICA CORPORATION COM 2,056 169 8.94 127,774
BAXTER INTL INC COM -337 Sold Out 0