DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 09/30/2014

Position Statistics

Total Positions 206
New Positions 25
Increased Positions 84
Decreased Positions 77
Positions with Activity 161
Sold Out Positions 15
Total Mkt Value (in $ millions) 217

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.43%
Capital Goods 6.57%
Conglomerates 0.49%
Consumer Cyclical 1.45%
Consumer/Non-Cyclical 7.7%
Energy 8.98%
Financial 16.25%
Healthcare 14.81%
Services 15.9%
Technology 17.02%
Transportation 2.65%
Utilities 2.54%

206 Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 2,017 -33 (1.61) 12,088
ABBOTT LABS COM 1,541 -23 (1.46) 33,700
ABBVIE INC COM 2,810 -28 (0.98) 43,670
AETNA INC NEW COM -263 Sold Out 0
AFLAC INC COM 762 New 12,300
ALIBABA GROUP HLDG LTD SPONSORED ADS 609 609 New 5,770
ALLERGAN INC COM 1,485 New 7,100
ALTRIA GROUP INC COM 619 New 12,257
AMAZON COM INC COM 394 114 40.66 1,287
AMERICAN AIRLS GROUP INC COM 967 967 New 19,259
AMERICAN ELEC PWR INC COM 625 New 10,400
AMERICAN EXPRESS CO COM 436 94 27.40 4,650
AMERICAN INTL GROUP INC COM NEW 1,174 24 2.06 20,796
AMGEN INC COM 821 205 33.25 5,210
APPLE INC COM 15,294 -88 (0.57) 135,901
AQUA AMERICA INC COM -351 Sold Out 0
AT&T INC COM 2,946 -115 (3.74) 86,576
AVON PRODS INC COM 102 -15 (13.17) 10,965
BANK AMER CORP COM 2,321 30 1.31 129,451
BAXTER INTL INC COM 208 208 New 2,795