DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 09/30/2014

Position Statistics

Total Positions 205
New Positions 25
Increased Positions 84
Decreased Positions 76
Positions with Activity 160
Sold Out Positions 15
Total Mkt Value (in $ millions) 205

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.45%
Capital Goods 6.26%
Conglomerates 0.53%
Consumer Cyclical 1.4%
Consumer/Non-Cyclical 7.86%
Energy 9.8%
Financial 16.68%
Healthcare 14.99%
Services 15.17%
Technology 16.7%
Transportation 2.53%
Utilities 2.54%

205 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
TEVA PHARMACEUTICAL INDS LTD ADR 223 223 New 4,190
YINGLI GREEN ENERGY HLDG CO LT ADR 36 36 New 12,000
ERICSSON ADR B SEK 10 121 121 New 10,400
BERKSHIRE HATHAWAY INC DEL CL A 208 208 New 1
COGNIZANT TECHNOLOGY SOLUTIONS CL A 239 239 New 5,350
COMCAST CORP NEW CL A 416 9 2.33 7,963
FACEBOOK INC CL A 1,193 73 6.51 15,164
GOOGLE INC CL A 554 -3 (0.48) 1,030
MARRIOTT INTL INC NEW CL A 547 New 8,000
MASTERCARD INC CL A 573 24 4.39 7,725
MONDELEZ INTL INC CL A 229 -5 (2.13) 6,880
RALPH LAUREN CORP CL A 274 -242 (46.88) 1,700
ZOETIS INC CL A -1,029 Sold Out 0
ZYNGA INC CL A 47 7 18.18 19,500
BROWN FORMAN CORP CL B 229 -185 (44.68) 2,600
FREEPORT-MCMORAN INC CL B 629 -14 (2.21) 19,968
NIKE INC CL B 1,659 New 18,300
UNITED PARCEL SERVICE INC CL B 2,266 10 .45 22,495
VIACOM INC NEW CL B 603 603 New 8,400
BERKSHIRE HATHAWAY INC DEL CL B NEW 987 -83 (7.79) 7,105