DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 09/30/2014

Position Statistics

Total Positions 205
New Positions 25
Increased Positions 84
Decreased Positions 76
Positions with Activity 160
Sold Out Positions 15
Total Mkt Value (in $ millions) 202

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.43%
Capital Goods 6.28%
Conglomerates 0.53%
Consumer Cyclical 1.38%
Consumer/Non-Cyclical 7.98%
Energy 9.7%
Financial 16.75%
Healthcare 14.93%
Services 15.14%
Technology 16.73%
Transportation 2.52%
Utilities 2.57%

205 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
TEVA PHARMACEUTICAL INDS LTD ADR 217 217 New 4,190
YINGLI GREEN ENERGY HLDG CO LT ADR 35 35 New 12,000
ERICSSON ADR B SEK 10 119 119 New 10,400
BERKSHIRE HATHAWAY INC DEL CL A 206 206 New 1
COGNIZANT TECHNOLOGY SOLUTIONS CL A 233 233 New 5,350
COMCAST CORP NEW CL A 409 9 2.33 7,963
FACEBOOK INC CL A 1,167 71 6.51 15,164
GOOGLE INC CL A 548 -3 (0.48) 1,030
MARRIOTT INTL INC NEW CL A 536 New 8,000
MASTERCARD INC CL A 557 23 4.39 7,725
MONDELEZ INTL INC CL A 227 -5 (2.13) 6,880
RALPH LAUREN CORP CL A 267 -236 (46.88) 1,700
ZOETIS INC CL A -1,009 Sold Out 0
ZYNGA INC CL A 45 7 18.18 19,500
BROWN FORMAN CORP CL B 226 -183 (44.68) 2,600
FREEPORT-MCMORAN INC CL B 614 -14 (2.21) 19,968
NIKE INC CL B 1,627 New 18,300
UNITED PARCEL SERVICE INC CL B 2,206 10 .45 22,495
VIACOM INC NEW CL B 580 580 New 8,400
BERKSHIRE HATHAWAY INC DEL CL B NEW 975 -82 (7.79) 7,105