DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 09/30/2014

Position Statistics

Total Positions 206
New Positions 25
Increased Positions 84
Decreased Positions 77
Positions with Activity 161
Sold Out Positions 15
Total Mkt Value (in $ millions) 217

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.43%
Capital Goods 6.4%
Conglomerates 0.52%
Consumer Cyclical 1.44%
Consumer/Non-Cyclical 7.74%
Energy 9.47%
Financial 16.26%
Healthcare 15.19%
Services 15.32%
Technology 17.04%
Transportation 2.59%
Utilities 2.45%

206 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
TEVA PHARMACEUTICAL INDS LTD ADR 241 241 New 4,190
YINGLI GREEN ENERGY HLDG CO LT ADR 36 36 New 12,000
ERICSSON ADR B SEK 10 131 131 New 10,400
BERKSHIRE HATHAWAY INC DEL CL A 220 220 New 1
COGNIZANT TECHNOLOGY SOLUTIONS CL A 284 284 New 5,350
COMCAST CORP NEW CL A 431 10 2.33 7,963
FACEBOOK INC CL A 1,118 68 6.51 15,164
GOOGLE INC CL A 562 -3 (0.48) 1,030
MARRIOTT INTL INC NEW CL A 608 New 8,000
MASTERCARD INC CL A 654 28 4.39 7,725
MONDELEZ INTL INC CL A 268 -6 (2.13) 6,880
RALPH LAUREN CORP CL A 306 -270 (46.88) 1,700
ZOETIS INC CL A -1,250 Sold Out 0
ZYNGA INC CL A 52 8 18.18 19,500
BROWN FORMAN CORP CL B 245 -198 (44.68) 2,600
FREEPORT-MCMORAN INC CL B 591 -13 (2.21) 19,968
NIKE INC CL B 1,783 New 18,300
UNITED PARCEL SERVICE INC CL B 2,415 11 .45 22,495
VIACOM INC NEW CL B 619 619 New 8,400
BERKSHIRE HATHAWAY INC DEL CL B NEW 1,042 -88 (7.79) 7,105