DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2013

Position Statistics

Total Positions 213
New Positions 39
Increased Positions 83
Decreased Positions 99
Positions with Activity 182
Sold Out Positions 17
Total Mkt Value (in $ millions) 213

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.78%
Capital Goods 5.15%
Conglomerates 0.37%
Consumer Cyclical 1.1%
Consumer/Non-Cyclical 10.7%
Energy 10.61%
Financial 17.37%
Healthcare 15.45%
Services 14.87%
Technology 12.57%
Transportation 1.9%
Utilities 3.75%

213 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALLEGION PUB LTD CO ORD SHS -125 Sold Out 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR -1,048 Sold Out 0
B/E AEROSPACE INC COM -963 Sold Out 0
BARRICK GOLD CORP COM -780 Sold Out 0
CHINA MOBILE LIMITED SPONSORED ADR -596 Sold Out 0
CRESTWOOD MIDSTREAM PARTNERS L UNIT LTD PARTNER -289 Sold Out 0
DYNAVAX TECHNOLOGIES CORP COM -25 Sold Out 0
EXCO RESOURCES INC COM -78 Sold Out 0
HESS CORP COM -442 Sold Out 0
LEAR CORP COM NEW -257 Sold Out 0
MARKET VECTORS ETF TR GOLD MINER ETF -377 Sold Out 0
NOVO-NORDISK A S ADR -265 Sold Out 0
PPG INDS INC COM -265 Sold Out 0
SIRIUS XM HLDGS INC COM -35 Sold Out 0
STAR SCIENTIFIC INC COM -10 Sold Out 0
UNITEDHEALTH GROUP INC COM -890 Sold Out 0
XEROX CORP COM -358 Sold Out 0
DOW CHEM CO COM 421 -1,274 (75.14) 8,650
INTEL CORP COM 713 -1,604 (69.22) 26,383
MYLAN INC COM 253 -455 (64.24) 5,400