DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2014

Position Statistics

Total Positions 209
New Positions 19
Increased Positions 70
Decreased Positions 95
Positions with Activity 165
Sold Out Positions 27
Total Mkt Value (in $ millions) 198

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.21%
Capital Goods 7.66%
Conglomerates 0.34%
Consumer Cyclical 1.05%
Consumer/Non-Cyclical 7.07%
Energy 9.22%
Financial 18.14%
Healthcare 17.57%
Services 17.37%
Technology 10.29%
Transportation 3.3%
Utilities 2.26%

209 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AMERICAN ELEC PWR INC COM -579 Sold Out 0
BROWN FORMAN CORP CL B -246 Sold Out 0
CANON INC SPONSORED ADR -1,004 Sold Out 0
COHEN & STEERS SLT PFD INCM FD COM -259 Sold Out 0
CONSOLIDATED EDISON INC COM -323 Sold Out 0
DISCOVER FINL SVCS COM -189 Sold Out 0
DOVER CORP COM -334 Sold Out 0
FREEPORT-MCMORAN INC CL B -419 Sold Out 0
HALYARD HEALTH INC COM -22 Sold Out 0
HESS CORP COM -273 Sold Out 0
KELLOGG CO COM -629 Sold Out 0
KROGER CO COM -305 Sold Out 0
LIBERTY INTERACTIVE CORP INT COM SER A -273 Sold Out 0
LIBERTY INTERACTIVE CORP LBT VENT COM A -61 Sold Out 0
MAGNA INTL INC COM -1,145 Sold Out 0
NIELSEN N V COM -257 Sold Out 0
NUVEEN NY AMT FREE MUN INCOME COM -136 Sold Out 0
PPG INDS INC COM -260 Sold Out 0
SEADRILL LIMITED SHS -111 Sold Out 0
STARZ COM SER A -262 Sold Out 0