DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2014

Position Statistics

Total Positions 210
New Positions 19
Increased Positions 70
Decreased Positions 96
Positions with Activity 166
Sold Out Positions 27
Total Mkt Value (in $ millions) 197

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.39%
Capital Goods 7.84%
Conglomerates 0.34%
Consumer Cyclical 1%
Consumer/Non-Cyclical 7.24%
Energy 9.13%
Financial 17.79%
Healthcare 17.64%
Services 17.22%
Technology 10.21%
Transportation 3.39%
Utilities 2.28%

210 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
APPLE INC COM 1,302 -15,877 (92.42) 10,300
MAGNA INTL INC COM -1,062 Sold Out 0
EMERSON ELEC CO COM 970 -1,008 (50.96) 16,699
CANON INC SPONSORED ADR -935 Sold Out 0
PIMCO ETF TR INTER MUN BD ACT 685 -803 (53.96) 12,800
COCA COLA CO COM 1,032 -764 (42.53) 24,346
BED BATH & BEYOND INC COM 506 -710 (58.41) 6,800
GENERAL ELECTRIC CO COM 4,496 -668 (12.94) 174,110
KELLOGG CO COM -633 Sold Out 0
MICROSOFT CORP COM 906 -631 (41.06) 21,026
GILEAD SCIENCES INC COM 1,887 -603 (24.23) 18,250
AMERICAN ELEC PWR INC COM -594 Sold Out 0
MONSANTO CO NEW COM 771 -505 (39.58) 6,465
DIAGEO P L C SPON ADR NEW 1,308 -448 (25.5) 11,100
WALGREENS BOOTS ALLIANCE INC COM 3,868 -439 (10.19) 46,490
PROCTER & GAMBLE CO COM 2,478 -405 (14.06) 29,275
FREEPORT-MCMORAN INC CL B -403 Sold Out 0
TEXTRON INC COM -383 Sold Out 0
TARGET CORP COM 1,071 -368 (25.54) 13,700
BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 499 -336 (40.22) 30,449