DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 03/31/2014

Position Statistics

Total Positions 225
New Positions 29
Increased Positions 95
Decreased Positions 88
Positions with Activity 183
Sold Out Positions 34
Total Mkt Value (in $ millions) 216

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 4.77%
Conglomerates 0.45%
Consumer Cyclical 0.66%
Consumer/Non-Cyclical 8.2%
Energy 11.29%
Financial 16.19%
Healthcare 15.25%
Services 16.91%
Technology 14.79%
Transportation 2.16%
Utilities 4.34%

225 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
NESTLE S A SPONSORED ADR -6,483 Sold Out 0
PROSHARES TR PSHS SHTRUSS2000 545 -3,355 (86.03) 32,558
BAXTER INTL INC COM 344 -1,713 (83.27) 4,500
CATERPILLAR INC DEL COM 1,006 -1,468 (59.33) 9,663
STONECASTLE FINL CORP COM -1,339 Sold Out 0
HERMES INTL SCA ADR -984 Sold Out 0
ROCHE HLDG LTD SPONSORED ADR -980 Sold Out 0
PROSHARES TR II ULTRA GOLD -965 Sold Out 0
DEERE & CO COM 363 -889 (71.02) 4,219
COMPAGNIE FIN RICHEMONTAG SWI ADR -868 Sold Out 0
DEVON ENERGY CORP NEW COM -866 Sold Out 0
MERCK & CO INC NEW COM 7,727 -716 (8.48) 133,292
NTT DOCOMO INC SPONS ADR 225 -685 (75.25) 12,500
JARDEN CORP COM -598 Sold Out 0
FORD MTR CO DEL COM PAR $0.01 -591 Sold Out 0
DOLLAR GEN CORP NEW COM -561 Sold Out 0
TORONTO DOMINION BK ONT COM NEW -526 Sold Out 0
SWATCH GROUP AG ADR -506 Sold Out 0
MONSANTO CO NEW COM 362 -497 (57.86) 3,150
INTEL CORP COM 427 -476 (52.72) 12,475