DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2014

Position Statistics

Total Positions 211
New Positions 19
Increased Positions 71
Decreased Positions 96
Positions with Activity 167
Sold Out Positions 27
Total Mkt Value (in $ millions) 176

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.64%
Capital Goods 7.43%
Conglomerates 0.34%
Consumer Cyclical 1.21%
Consumer/Non-Cyclical 7.34%
Energy 8.27%
Financial 18.65%
Healthcare 17.35%
Services 17.92%
Technology 10.38%
Transportation 3.23%
Utilities 2.38%

211 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CSX CORP COM 729 -8 (1.03) 27,160
ALLERGAN PLC SHS 725 -43 (5.62) 2,468
NUVEEN PFD & INCOME TERM FD COM 715 -255 (26.29) 31,625
KKR & CO L P DEL COM UNITS 710 142 25.08 37,900
NATIONAL GRID PLC SPON ADR NEW 708 77 12.25 11,000
COSTCO WHSL CORP NEW COM 706 New 5,100
MCKESSON CORP COM 694 39 5.88 3,600
DUKE ENERGY CORP NEW COM NEW 693 -162 (18.91) 10,158
UNION PAC CORP COM 685 498 266.56 8,079
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 683 683 New 13,700
PIMCO ETF TR INTER MUN BD ACT 680 -797 (53.96) 12,800
GENERAL MLS INC COM 665 280 72.69 11,760
AFLAC INC COM 660 -34 (4.88) 11,700
COCA COLA FEMSA S A B DE C V SPON ADR REP L 655 -166 (20.17) 9,500
COLGATE PALMOLIVE CO COM 651 -86 (11.67) 10,600
AMAZON COM INC COM 642 New 1,287
SMUCKER J M CO COM NEW 624 -46 (6.9) 5,400
MONSANTO CO NEW COM 619 -406 (39.58) 6,465
QUALCOMM INC COM 612 -190 (23.67) 11,269
CORNING INC COM 603 -14 (2.24) 35,000