DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 03/31/2014

Position Statistics

Total Positions 225
New Positions 29
Increased Positions 95
Decreased Positions 88
Positions with Activity 183
Sold Out Positions 34
Total Mkt Value (in $ millions) 210

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 4.73%
Conglomerates 0.45%
Consumer Cyclical 0.66%
Consumer/Non-Cyclical 8.09%
Energy 11.17%
Financial 16.28%
Healthcare 15.42%
Services 17.08%
Technology 14.72%
Transportation 2.13%
Utilities 4.28%

225 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
W P CAREY INC COM 960 -53 (5.24) 14,600
DUKE ENERGY CORP NEW COM NEW 957 72 8.15 13,269
AFLAC INC COM 932 -12 (1.27) 15,600
FEDEX CORP COM 925 New 6,300
MCDONALDS CORP COM 915 10 1.13 9,678
PHILIP MORRIS INTL INC COM 907 -6 (0.67) 11,062
ISHARES TR IBOXX INV CP ETF 907 -53 (5.56) 7,650
ZOETIS INC CL A 902 142 18.62 27,400
BED BATH & BEYOND INC COM 894 498 126 14,125
CSX CORP COM 890 239 36.74 29,755
BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 878 -66 (6.96) 51,182
PPL CORP COM 877 -231 (20.85) 26,574
SPDR GOLD TRUST GOLD SHS 871 -99 (10.18) 7,060
SANOFI SPONSORED ADR 857 New 16,400
BLACKSTONE GROUP L P COM UNIT LTD 849 292 52.55 25,966
MORGAN STANLEY COM NEW 845 262 44.86 26,132
WELLS FARGO & CO NEW COM 841 174 26.08 16,517
HD SUPPLY HLDGS INC COM 839 New 33,000
CORNING INC COM 833 67 8.72 42,400
CERNER CORP COM 828 55 7.14 15,000