DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2014

Position Statistics

Total Positions 211
New Positions 19
Increased Positions 71
Decreased Positions 96
Positions with Activity 167
Sold Out Positions 27
Total Mkt Value (in $ millions) 195

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.69%
Capital Goods 7.28%
Conglomerates 0.32%
Consumer Cyclical 1.16%
Consumer/Non-Cyclical 7.16%
Energy 8.66%
Financial 18.24%
Healthcare 17.67%
Services 18.17%
Technology 10.35%
Transportation 3.24%
Utilities 2.27%

211 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MARKET VECTORS ETF TR MKTVEC INTMUETF 991 New 42,500
COCA COLA CO COM 987 -731 (42.53) 24,346
MORGAN STANLEY COM NEW 986 8 .81 25,095
MICROSOFT CORP COM 986 -687 (41.06) 21,026
AMERICAN EXPRESS CO COM 983 629 177.74 12,915
MACYS INC COM 967 967 New 13,952
WELLS FARGO & CO NEW COM 943 10 1.09 16,225
ALIBABA GROUP HLDG LTD SPONSORED ADS 939 478 103.62 11,749
HILTON WORLDWIDE HLDGS INC COM 933 23 2.51 35,155
SPDR GOLD TRUST GOLD SHS 922 139 17.71 8,840
KKR & CO L P DEL COM UNITS 911 183 25.08 37,900
SANOFI SPONSORED ADR 893 15 1.68 16,675
AMGEN INC COM 890 -4 (0.48) 5,185
ISHARES TR CORE S&P MCP ETF 889 18 2.10 5,935
W P CAREY INC COM 886 New 14,600
EMERSON ELEC CO COM 868 -902 (50.96) 16,699
CSX CORP COM 854 -9 (1.03) 27,160
AMERICAN AIRLS GROUP INC COM 827 52 6.68 20,546
BAXTER INTL INC COM 818 706 631.66 20,450
ALLERGAN PLC SHS 812 -48 (5.62) 2,468