DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 09/30/2014

Position Statistics

Total Positions 205
New Positions 25
Increased Positions 84
Decreased Positions 76
Positions with Activity 160
Sold Out Positions 15
Total Mkt Value (in $ millions) 206

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.4%
Capital Goods 6.26%
Conglomerates 0.53%
Consumer Cyclical 1.39%
Consumer/Non-Cyclical 7.8%
Energy 9.79%
Financial 16.57%
Healthcare 15.2%
Services 15.09%
Technology 16.8%
Transportation 2.54%
Utilities 2.54%

205 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JPMORGAN CHASE & CO COM 1,446 17 1.20 24,906
ABBOTT LABS COM 1,430 -21 (1.46) 33,700
SOUTHERN CO COM 1,336 -703 (34.49) 28,300
ALLERGAN INC COM 1,302 New 7,100
RAYTHEON CO COM NEW 1,299 549 73.12 13,140
COCA COLA FEMSA S A B DE C V SPON ADR REP L 1,225 123 11.22 11,900
FACEBOOK INC CL A 1,214 74 6.51 15,164
MONSANTO CO NEW COM 1,207 1,207 New 10,700
PEPSICO INC COM 1,201 -65 (5.13) 12,808
TARGET CORP COM 1,141 -927 (44.83) 18,400
PFIZER INC COM 1,131 555 96.42 39,558
QUALCOMM INC COM 1,109 -167 (13.11) 14,763
FEDEX CORP COM 1,105 81 7.94 6,800
BED BATH & BEYOND INC COM 1,074 153 16.58 16,350
AMERICAN INTL GROUP INC COM NEW 1,073 22 2.06 20,796
LOCKHEED MARTIN CORP COM 1,057 -18 (1.68) 5,850
ZIMMER HLDGS INC COM 1,054 1,054 New 10,079
SHERWIN WILLIAMS CO COM 1,050 -45 (4.12) 4,650
UNITED RENTALS INC COM 1,042 New 9,700
DANAHER CORP DEL COM 1,039 50 5.09 13,425