DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 06/30/2014

Position Statistics

Total Positions 210
New Positions 19
Increased Positions 64
Decreased Positions 108
Positions with Activity 172
Sold Out Positions 31
Total Mkt Value (in $ millions) 208

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.11%
Capital Goods 6.11%
Conglomerates 0.61%
Consumer Cyclical 1.49%
Consumer/Non-Cyclical 7.89%
Energy 10.59%
Financial 16.14%
Healthcare 15.35%
Services 15.6%
Technology 15.5%
Transportation 2.31%
Utilities 3.82%

210 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BOEING CO COM 2,287 1,986 658.90 18,039
UNITED PARCEL SERVICE INC CL B 2,180 -39 (1.76) 22,395
SPDR S&P 500 ETF TR TR UNIT 2,134 -16 (0.75) 10,632
BANK OF AMERICA CORPORATION COM 2,056 169 8.94 127,774
TARGET CORP COM 2,003 -90 (4.3) 33,350
CVS CAREMARK CORPORATION COM 1,996 -655 (24.71) 25,125
SOUTHERN CO COM 1,918 89 4.85 43,200
VANGUARD BD INDEX FD INC INTERMED TERM 1,898 708 59.50 22,250
KELLOGG CO COM 1,808 -16 (0.89) 27,830
3M CO COM 1,769 -91 (4.87) 12,286
ECOLAB INC COM 1,757 34 2 15,300
VANGUARD BD INDEX FD INC SHORT TRM BOND 1,722 361 26.55 21,450
HOME DEPOT INC COM 1,630 -647 (28.41) 17,433
CONSOLIDATED EDISON INC COM 1,629 -2 (0.1) 28,133
PIMCO DYNAMIC CR INCOME FD COM SHS 1,592 65 4.22 68,413
MICROSOFT CORP COM 1,582 76 5.07 34,818
PIMCO ETF TR INTER MUN BD ST 1,487 New 27,800
JPMORGAN CHASE & CO COM 1,463 13 .87 24,610
ABBOTT LABS COM 1,445 -338 (18.96) 34,200
NIKE INC CL B 1,437 16 1.11 18,300