DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2014

Position Statistics

Total Positions 210
New Positions 19
Increased Positions 70
Decreased Positions 96
Positions with Activity 166
Sold Out Positions 27
Total Mkt Value (in $ millions) 197

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.3%
Capital Goods 7.55%
Conglomerates 0.34%
Consumer Cyclical 1.02%
Consumer/Non-Cyclical 7.03%
Energy 9.53%
Financial 18.01%
Healthcare 17.4%
Services 17.33%
Technology 10.33%
Transportation 3.36%
Utilities 2.28%

210 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNITED PARCEL SERVICE INC CL B 2,250 -30 (1.33) 22,195
ROYAL DUTCH SHELL PLC SPONS ADR A 2,062 -324 (13.58) 32,455
GILEAD SCIENCES INC COM 1,916 -613 (24.23) 18,250
HOME DEPOT INC COM 1,877 -33 (1.72) 17,133
3M CO COM 1,857 -50 (2.6) 11,774
VANGUARD BD INDEX FD INC INTERMED TERM 1,820 -153 (7.78) 21,350
NIKE INC CL B 1,784 -60 (3.28) 17,700
VERIZON COMMUNICATIONS INC COM 1,702 8 .49 33,762
ECOLAB INC COM 1,698 New 14,900
JPMORGAN CHASE & CO COM 1,662 78 4.89 26,125
CISCO SYS INC COM 1,630 -184 (10.12) 55,950
GOOGLE INC CL C 1,607 -292 (15.35) 2,988
ABBOTT LABS COM 1,573 New 33,700
WAL-MART STORES INC COM 1,571 -51 (3.15) 19,990
PIMCO DYNAMIC CR INCOME FD COM SHS 1,528 100 7.02 71,802
BAXTER INTL INC COM 1,420 1,226 631.66 20,450
VANGUARD BD INDEX FD INC SHORT TRM BOND 1,400 -281 (16.71) 17,450
RAYTHEON CO COM NEW 1,391 11 .76 13,240
PFIZER INC COM 1,380 32 2.39 40,503
APPLE INC COM 1,328 -16,196 (92.42) 10,300