DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2014

Position Statistics

Total Positions 209
New Positions 19
Increased Positions 70
Decreased Positions 95
Positions with Activity 165
Sold Out Positions 27
Total Mkt Value (in $ millions) 196

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.24%
Capital Goods 7.58%
Conglomerates 0.34%
Consumer Cyclical 1.03%
Consumer/Non-Cyclical 7.07%
Energy 9.14%
Financial 18.11%
Healthcare 17.72%
Services 17.51%
Technology 10.25%
Transportation 3.25%
Utilities 2.28%

209 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNITED PARCEL SERVICE INC CL B 2,202 -30 (1.33) 22,195
GILEAD SCIENCES INC COM 2,049 -655 (24.23) 18,250
ROYAL DUTCH SHELL PLC SPONS ADR A 1,938 -304 (13.58) 32,455
HOME DEPOT INC COM 1,909 -33 (1.72) 17,133
3M CO COM 1,873 -50 (2.6) 11,774
VANGUARD BD INDEX FD INC INTERMED TERM 1,819 -153 (7.78) 21,350
NIKE INC CL B 1,800 -61 (3.28) 17,700
JPMORGAN CHASE & CO COM 1,719 80 4.89 26,125
ECOLAB INC COM 1,708 New 14,900
VERIZON COMMUNICATIONS INC COM 1,669 8 .49 33,762
CISCO SYS INC COM 1,640 -185 (10.12) 55,950
ABBOTT LABS COM 1,638 New 33,700
GOOGLE INC CL C 1,590 -288 (15.35) 2,988
PIMCO DYNAMIC CR INCOME FD COM SHS 1,488 98 7.02 71,802
WAL-MART STORES INC COM 1,485 -48 (3.15) 19,990
PFIZER INC COM 1,407 33 2.39 40,503
VANGUARD BD INDEX FD INC SHORT TRM BOND 1,403 -281 (16.71) 17,450
RAYTHEON CO COM NEW 1,367 10 .76 13,240
BAXTER INTL INC COM 1,362 1,176 631.66 20,450
APPLE INC COM 1,342 -16,363 (92.42) 10,300