DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2014

Position Statistics

Total Positions 209
New Positions 19
Increased Positions 70
Decreased Positions 95
Positions with Activity 165
Sold Out Positions 27
Total Mkt Value (in $ millions) 196

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.26%
Capital Goods 7.56%
Conglomerates 0.34%
Consumer Cyclical 1.02%
Consumer/Non-Cyclical 7.04%
Energy 9.55%
Financial 18.13%
Healthcare 17.47%
Services 17.33%
Technology 10.22%
Transportation 3.32%
Utilities 2.26%

209 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CYTORI THERAPEUTICS INC COM 17 New 24,350
BPZ RESOURCES INC COM 1 1 New 21,000
AMERICAN ELEC PWR INC COM -581 Sold Out 0
BROWN FORMAN CORP CL B -237 Sold Out 0
CANON INC SPONSORED ADR -1,013 Sold Out 0
COHEN & STEERS SLT PFD INCM FD COM -263 Sold Out 0
CONSOLIDATED EDISON INC COM -322 Sold Out 0
DISCOVER FINL SVCS COM -186 Sold Out 0
DOVER CORP COM -323 Sold Out 0
FREEPORT-MCMORAN INC CL B -466 Sold Out 0
HALYARD HEALTH INC COM -24 Sold Out 0
HESS CORP COM -293 Sold Out 0
KELLOGG CO COM -624 Sold Out 0
KROGER CO COM -280 Sold Out 0
LIBERTY INTERACTIVE CORP INT COM SER A -273 Sold Out 0
LIBERTY INTERACTIVE CORP LBT VENT COM A -58 Sold Out 0
MAGNA INTL INC COM -1,008 Sold Out 0
NIELSEN N V COM -253 Sold Out 0
NUVEEN NY AMT FREE MUN INCOME COM -138 Sold Out 0
PPG INDS INC COM -251 Sold Out 0