DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2014

Position Statistics

Total Positions 210
New Positions 19
Increased Positions 70
Decreased Positions 96
Positions with Activity 166
Sold Out Positions 27
Total Mkt Value (in $ millions) 193

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 7.74%
Conglomerates 0.34%
Consumer Cyclical 1.02%
Consumer/Non-Cyclical 7.31%
Energy 9.24%
Financial 17.6%
Healthcare 18.16%
Services 16.87%
Technology 9.87%
Transportation 3.42%
Utilities 2.63%

210 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
YINGLI GREEN ENERGY HLDG CO LT ADR 23 New 12,000
CYTORI THERAPEUTICS INC COM 11 New 24,350
BPZ RESOURCES INC COM 5 5 New 21,000
AMERICAN ELEC PWR INC COM -663 Sold Out 0
BROWN FORMAN CORP CL B -235 Sold Out 0
CANON INC SPONSORED ADR -906 Sold Out 0
COHEN & STEERS SLT PFD INCM FD COM -266 Sold Out 0
CONSOLIDATED EDISON INC COM -377 Sold Out 0
DISCOVER FINL SVCS COM -174 Sold Out 0
DOVER CORP COM -302 Sold Out 0
FREEPORT-MCMORAN INC CL B -336 Sold Out 0
HALYARD HEALTH INC COM -24 Sold Out 0
HESS CORP COM -260 Sold Out 0
KELLOGG CO COM -665 Sold Out 0
KROGER CO COM -284 Sold Out 0
LIBERTY INTERACTIVE CORP INT COM SER A -265 Sold Out 0
LIBERTY INTERACTIVE CORP LBT VENT COM A -51 Sold Out 0
MAGNA INTL INC COM -953 Sold Out 0
NIELSEN N V COM -248 Sold Out 0
NUVEEN NY AMT FREE MUN INCOME COM -143 Sold Out 0