DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2014

Position Statistics

Total Positions 211
New Positions 19
Increased Positions 71
Decreased Positions 96
Positions with Activity 167
Sold Out Positions 27
Total Mkt Value (in $ millions) 192

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.94%
Capital Goods 7.49%
Conglomerates 0.34%
Consumer Cyclical 1.13%
Consumer/Non-Cyclical 7.14%
Energy 8.82%
Financial 18.31%
Healthcare 17.45%
Services 17.91%
Technology 10.18%
Transportation 3.2%
Utilities 2.23%

27 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN ELEC PWR INC COM -567 Sold Out 0
BROWN FORMAN CORP CL B -260 Sold Out 0
CANON INC SPONSORED ADR -924 Sold Out 0
COHEN & STEERS SLT PFD INCM FD COM -245 Sold Out 0
CONSOLIDATED EDISON INC COM -315 Sold Out 0
DISCOVER FINL SVCS COM -184 Sold Out 0
DOVER CORP COM -299 Sold Out 0
FREEPORT-MCMORAN INC CL B -356 Sold Out 0
HALYARD HEALTH INC COM -21 Sold Out 0
HESS CORP COM -255 Sold Out 0
KELLOGG CO COM -620 Sold Out 0
KROGER CO COM -302 Sold Out 0
LIBERTY INTERACTIVE CORP QVC GP COM SER A -268 Sold Out 0
LIBERTY INTERACTIVE CORP LBT VENT COM A -53 Sold Out 0
MAGNA INTL INC COM -1,132 Sold Out 0
NIELSEN N V COM -251 Sold Out 0
NUVEEN NY AMT FREE MUN INCOME COM -135 Sold Out 0
PPG INDS INC COM -261 Sold Out 0
SEADRILL LIMITED SHS -80 Sold Out 0
STARZ COM SER A -280 Sold Out 0