DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 09/30/2014

Position Statistics

Total Positions 205
New Positions 25
Increased Positions 84
Decreased Positions 76
Positions with Activity 160
Sold Out Positions 15
Total Mkt Value (in $ millions) 205

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.45%
Capital Goods 6.26%
Conglomerates 0.53%
Consumer Cyclical 1.4%
Consumer/Non-Cyclical 7.86%
Energy 9.8%
Financial 16.68%
Healthcare 14.99%
Services 15.17%
Technology 16.7%
Transportation 2.53%
Utilities 2.54%

15 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AETNA INC NEW COM -231 Sold Out 0
AQUA AMERICA INC COM -331 Sold Out 0
DELHAIZE GROUP SPONSORED ADR -448 Sold Out 0
DENTSPLY INTL INC NEW COM -1,027 Sold Out 0
FLUOR CORP NEW COM -199 Sold Out 0
FRESH MKT INC COM -319 Sold Out 0
INTEGRYS ENERGY GROUP INC COM -476 Sold Out 0
KRAFT FOODS GROUP INC COM -195 Sold Out 0
LAS VEGAS SANDS CORP COM -597 Sold Out 0
LOWES COS INC COM -513 Sold Out 0
NATIONAL OILWELL VARCO INC COM -506 Sold Out 0
POTASH CORP SASK INC COM -675 Sold Out 0
PPL CORP COM -344 Sold Out 0
TIME WARNER CABLE INC COM -209 Sold Out 0
ZOETIS INC CL A -1,029 Sold Out 0