DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 06/30/2014

Position Statistics

Total Positions 210
New Positions 19
Increased Positions 64
Decreased Positions 108
Positions with Activity 172
Sold Out Positions 31
Total Mkt Value (in $ millions) 207

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.12%
Capital Goods 6.14%
Conglomerates 0.61%
Consumer Cyclical 1.5%
Consumer/Non-Cyclical 7.89%
Energy 10.61%
Financial 16.14%
Healthcare 15.33%
Services 15.63%
Technology 15.45%
Transportation 2.31%
Utilities 3.8%

31 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AGL RES INC COM -490 Sold Out 0
ALCATEL-LUCENT SPONSORED ADR -85 Sold Out 0
BAXTER INTL INC COM -337 Sold Out 0
BECTON DICKINSON & CO COM -693 Sold Out 0
BHP BILLITON PLC SPONSORED ADR -287 Sold Out 0
BLOOMIN BRANDS INC COM -148 Sold Out 0
CLOROX CO DEL COM -842 Sold Out 0
COACH INC COM -202 Sold Out 0
DAVITA HEALTHCARE PARTNERS INC COM -380 Sold Out 0
DRYSHIPS INC SHS -35 Sold Out 0
EBAY INC COM -848 Sold Out 0
EDWARDS LIFESCIENCES CORP COM -481 Sold Out 0
GOLDCORP INC NEW COM -478 Sold Out 0
HD SUPPLY HLDGS INC COM -916 Sold Out 0
METLIFE INC COM -484 Sold Out 0
MONSANTO CO NEW COM -365 Sold Out 0
NOW INC COM -57 Sold Out 0
NTT DOCOMO INC SPONS ADR -216 Sold Out 0
OCH ZIFF CAP MGMT GROUP CL A -134 Sold Out 0
PIMCO ETF TR TOTL RETN ETF -395 Sold Out 0