DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2014

Position Statistics

Total Positions 211
New Positions 19
Increased Positions 71
Decreased Positions 96
Positions with Activity 167
Sold Out Positions 27
Total Mkt Value (in $ millions) 194

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.7%
Capital Goods 7.3%
Conglomerates 0.32%
Consumer Cyclical 1.16%
Consumer/Non-Cyclical 7.17%
Energy 8.39%
Financial 18.24%
Healthcare 17.78%
Services 18.23%
Technology 10.37%
Transportation 3.25%
Utilities 2.3%

19 New Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MACYS INC COM 964 964 New 13,952
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 759 759 New 13,700
AQUA AMERICA INC COM 489 489 New 19,218
PURECYCLE CORP COM NEW 445 445 New 93,889
NORFOLK SOUTHERN CORP COM 432 432 New 5,120
CITIGROUP INC COM NEW 386 386 New 6,600
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 335 335 New 4,175
ISHARES MSCI GERMANY ETF 313 313 New 11,050
TIME WARNER INC COM NEW 307 307 New 3,485
ICAHN ENTERPRISES LP DEPOSITARY UNIT 284 284 New 3,500
CBS CORP (CLASS B) CL B 278 278 New 5,200
MYLAN N V SHS EURO 228 228 New 4,080
LOWES COS INC COM 208 208 New 3,000
APOLLO COML REAL EST FIN INC COM 199 199 New 11,800
ALCOA INC COM 108 108 New 10,900
MID CON ENERGY PARTNERS LP COM UNIT REPST 81 81 New 26,000
FRONTLINE LTD SHS 39 39 New 12,500
EMERALD OIL INC COM PAR 0.001 3 3 New 1,725
BPZ RESOURCES INC COM New 21,000