DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2014

Position Statistics

Total Positions 210
New Positions 19
Increased Positions 70
Decreased Positions 96
Positions with Activity 166
Sold Out Positions 27
Total Mkt Value (in $ millions) 193

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 7.74%
Conglomerates 0.34%
Consumer Cyclical 1.02%
Consumer/Non-Cyclical 7.31%
Energy 9.24%
Financial 17.6%
Healthcare 18.16%
Services 16.87%
Technology 9.87%
Transportation 3.42%
Utilities 2.63%

70 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNITED TECHNOLOGIES CORP COM 4,967 107 2.20 42,653
DISNEY WALT CO COM DISNEY 4,074 287 7.57 43,704
BOEING CO COM 3,613 159 4.60 24,448
CHEVRON CORP NEW COM 3,189 254 8.65 30,959
CVS HEALTH CORP COM 2,567 23 .91 25,640
BANK AMER CORP COM 2,193 195 9.78 142,109
SPDR S&P 500 ETF TR TR UNIT 2,168 202 10.28 10,732
VERIZON COMMUNICATIONS INC COM 1,557 8 .49 33,762
PIMCO DYNAMIC CR INCOME FD COM SHS 1,476 97 7.02 71,802
BAXTER INTL INC COM 1,460 1,260 631.66 20,450
JPMORGAN CHASE & CO COM 1,454 68 4.89 26,125
RAYTHEON CO COM NEW 1,350 10 .76 13,240
PFIZER INC COM 1,289 30 2.39 40,503
ZIMMER HLDGS INC COM 1,215 81 7.15 10,800
FEDEX CORP COM 1,202 26 2.21 6,950
TORONTO DOMINION BK ONT COM NEW 1,163 725 165.42 28,400
HERSHEY CO COM 1,157 537 86.67 11,200
THERMO FISHER SCIENTIFIC INC COM 1,148 469 69.09 8,970
DOW CHEM CO COM 1,104 153 16.12 24,533
GLAXOSMITHKLINE PLC SPONSORED ADR 1,094 732 202.00 24,220