DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2013

Position Statistics

Total Positions 213
New Positions 39
Increased Positions 83
Decreased Positions 99
Positions with Activity 182
Sold Out Positions 17
Total Mkt Value (in $ millions) 213

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.78%
Capital Goods 5.15%
Conglomerates 0.37%
Consumer Cyclical 1.1%
Consumer/Non-Cyclical 10.7%
Energy 10.61%
Financial 17.37%
Healthcare 15.45%
Services 14.87%
Technology 12.57%
Transportation 1.9%
Utilities 3.75%

83 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EXXON MOBIL CORP COM 9,581 54 .56 95,414
NESTLE S A SPONSORED ADR 6,480 6,480 New 84,925
INTERNATIONAL BUSINESS MACHS COM 5,244 300 6.07 27,600
PROSHARES TR PSHS SHTRUSS2000 3,958 3,958 New 233,085
DISNEY WALT CO COM DISNEY 3,124 1 .04 39,049
COCA COLA CO COM 2,811 203 7.77 69,031
AT&T INC COM 2,563 295 13.01 71,114
ROYAL DUTCH SHELL PLC SPONS ADR A 2,425 106 4.57 32,035
UNITED PARCEL SERVICE INC CL B 2,160 44 2.08 22,045
CVS CAREMARK CORPORATION COM 2,031 417 25.84 27,548
BAXTER INTL INC COM 1,959 670 51.98 26,900
SOUTHERN CO COM 1,843 183 11.01 40,850
KIMBERLY CLARK CORP COM 1,842 113 6.51 16,371
PIMCO DYNAMIC CR INCOME FD COM SHS 1,602 135 9.19 69,697
KELLOGG CO COM 1,554 1,554 New 23,430
QUALCOMM INC COM 1,524 178 13.19 18,746
ALLERGAN INC COM 1,520 54 3.65 11,350
HOME DEPOT INC COM 1,436 196 15.85 18,623
DEERE & CO COM 1,360 1,095 413.58 14,560
STONECASTLE FINL CORP COM 1,318 1,318 New 52,500