DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2014

Position Statistics

Total Positions 209
New Positions 19
Increased Positions 70
Decreased Positions 95
Positions with Activity 165
Sold Out Positions 27
Total Mkt Value (in $ millions) 197

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.24%
Capital Goods 7.61%
Conglomerates 0.34%
Consumer Cyclical 1.04%
Consumer/Non-Cyclical 7.04%
Energy 9.13%
Financial 18.13%
Healthcare 17.67%
Services 17.52%
Technology 10.26%
Transportation 3.26%
Utilities 2.25%

70 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNITED TECHNOLOGIES CORP COM 5,005 108 2.20 42,653
DISNEY WALT CO COM DISNEY 4,840 341 7.57 43,704
BOEING CO COM 3,502 154 4.60 24,448
CHEVRON CORP NEW COM 3,176 253 8.65 30,959
CVS HEALTH CORP COM 2,611 23 .91 25,640
BANK AMER CORP COM 2,376 212 9.78 142,109
SPDR S&P 500 ETF TR TR UNIT 2,268 211 10.28 10,732
JPMORGAN CHASE & CO COM 1,725 80 4.89 26,125
VERIZON COMMUNICATIONS INC COM 1,659 8 .49 33,762
PIMCO DYNAMIC CR INCOME FD COM SHS 1,493 98 7.02 71,802
PFIZER INC COM 1,397 33 2.39 40,503
RAYTHEON CO COM NEW 1,361 10 .76 13,240
BAXTER INTL INC COM 1,357 1,172 631.66 20,450
DOW CHEM CO COM 1,292 179 16.12 24,533
BLACKSTONE GROUP L P COM UNIT LTD 1,282 79 6.57 29,591
AMERICAN INTL GROUP INC COM NEW 1,258 17 1.36 21,078
TORONTO DOMINION BK ONT COM NEW 1,244 776 165.42 28,400
ZIMMER HLDGS INC COM 1,233 82 7.15 10,800
FEDEX CORP COM 1,221 26 2.21 6,950
PERKINELMER INC COM 1,168 863 282.27 22,210