DOMINICK & DOMINICK LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 558-8800

Report Date: 12/31/2014

Position Statistics

Total Positions 211
New Positions 19
Increased Positions 71
Decreased Positions 96
Positions with Activity 167
Sold Out Positions 27
Total Mkt Value (in $ millions) 194

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.7%
Capital Goods 7.3%
Conglomerates 0.32%
Consumer Cyclical 1.16%
Consumer/Non-Cyclical 7.17%
Energy 8.39%
Financial 18.24%
Healthcare 17.78%
Services 18.23%
Technology 10.37%
Transportation 3.25%
Utilities 2.3%

167 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MERCK & CO INC NEW COM 7,395 -78 (1.04) 125,430
EXXON MOBIL CORP COM 7,159 -201 (2.73) 90,385
JOHNSON & JOHNSON COM 5,931 -50 (0.84) 59,183
DISNEY WALT CO COM DISNEY 5,244 369 7.57 43,704
GENERAL ELECTRIC CO COM 4,544 -675 (12.94) 174,110
WALGREENS BOOTS ALLIANCE INC COM 4,492 -510 (10.19) 46,490
UNITED TECHNOLOGIES CORP COM 4,279 92 2.20 42,653
INTERNATIONAL BUSINESS MACHS COM 4,135 -182 (4.21) 25,529
BOEING CO COM 3,525 155 4.60 24,448
ABBVIE INC COM 3,026 -32 (1.03) 43,220
CVS HEALTH CORP COM 2,884 26 .91 25,640
DU PONT E I DE NEMOURS & CO COM 2,881 -28 (0.96) 51,661
SCHLUMBERGER LTD COM 2,831 -142 (4.77) 34,177
AT&T INC COM 2,766 -241 (8.03) 79,627
CHEVRON CORP NEW COM 2,739 218 8.65 30,959
BANK AMER CORP COM 2,541 226 9.78 142,109
UNITED PARCEL SERVICE INC CL B 2,272 -31 (1.33) 22,195
SPDR S&P 500 ETF TR TR UNIT 2,259 211 10.28 10,732
PROCTER & GAMBLE CO COM 2,245 -367 (14.06) 29,275
GILEAD SCIENCES INC COM 2,151 -688 (24.23) 18,250