DOLIVER CAPITAL ADVISORS, INC. Information

6363 WOODWAY, SUITE 963, HOUSTON, Texas, 77057, (713) 917-0022

Report Date: 03/31/2014

Position Statistics

Total Positions 293
New Positions 44
Increased Positions 126
Decreased Positions 166
Positions with Activity 292
Sold Out Positions 79
Total Mkt Value (in $ millions) 156

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.61%
Capital Goods
Conglomerates 0.41%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 95.55%
Healthcare
Services
Technology
Transportation
Utilities

293 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EATON VANCE RISK MNGD DIV EQTY COM 4,575 -131 (2.79) 392,383
PETROLEUM & RES CORP COM 4,221 1,852 78.19 136,041
ADAMS EXPRESS CO COM 3,175 1,902 149.41 228,926
BLACKROCK RES & COMM STRAT TR SHS 2,909 567 24.19 235,952
TRI CONTL CORP COM 2,690 -381 (12.4) 127,296
BLACKROCK ENHANCED EQT DIV TR COM 2,611 -112 (4.1) 311,964
GENERAL AMERN INVS INC COM 2,218 1,497 207.40 59,744
NUVEEN PA INVT QUALITY MUN FD COM 2,076 -1,357 (39.53) 152,167
WESTERN ASSET CLYM INFL OPP IN COM 2,044 223 12.24 168,519
COHEN & STEERS CLOSED END OPPO COM 2,023 1,256 163.67 149,092
NUVEEN GBL INCOME OPPORTUN FD COM 1,972 1,155 141.26 154,912
ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N 1,952 732 59.95 220,084
NUVEEN DIVERSIFIED COMMODTY FD COM UT BEN INT 1,903 64 3.47 117,806
AMERICAN STRATEGIC INCOME III COM 1,889 -2 (0.11) 258,391
BLACKROCK REAL ASSET EQUITY TR COM 1,778 461 34.99 187,980
ZWEIG TOTAL RETURN FD INC COM NEW 1,749 -1,482 (45.86) 122,322
WESTERN ASSET WORLDWIDE INCOME COM 1,665 1,068 178.65 129,100
NEUBERGER BERMAN RE ES SEC FD COM 1,620 1,029 174.08 321,368
FIRST TR ENHANCED EQTY INC FD COM 1,568 773 97.27 108,468
ROYCE VALUE TR INC COM 1,545 1,108 253.40 98,312