DIALECTIC CAPITAL MANAGEMENT, LLC Information

875 THIRD AVENUE, 15TH FLOOR, NEW YORK, New York, 10022, (212) 230-3220

Report Date: 12/31/2013

Position Statistics

Total Positions 138
New Positions 39
Increased Positions 57
Decreased Positions 80
Positions with Activity 137
Sold Out Positions 42
Total Mkt Value (in $ millions) 139

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 13.94%
Capital Goods 4.99%
Conglomerates 0.97%
Consumer Cyclical 3.28%
Consumer/Non-Cyclical 2.86%
Energy 3.21%
Financial 12.52%
Healthcare 0%
Services 28.33%
Technology 21.39%
Transportation 0%
Utilities

138 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RED HAT INC COM 876 -32 (3.5) 17,339
BLACKSTONE MTG TR INC COM CL A 850 850 New 30,000
HD SUPPLY HLDGS INC COM 844 844 New 33,019
CIMAREX ENERGY CO COM 825 825 New 6,816
FORTINET INC COM 808 267 49.38 37,345
NEW MTN FIN CORP COM 719 -359 (33.33) 50,000
TILE SHOP HLDGS INC COM 713 713 New 50,000
REPUBLIC SVCS INC COM 709 -314 (30.71) 20,563
PENNANTPARK FLOATING RATE CAP COM 694 -663 (48.87) 50,000
ARES CAP CORP COM 690 -1,034 (60) 40,000
WESCO INTL INC COM 683 -884 (56.41) 7,881
VISA INC COM CL A 633 -2,901 (82.1) 3,043
APPLE INC COM 630 630 New 1,200
ROYAL CARIBBEAN CRUISES LTD COM 619 -1,306 (67.82) 12,065
FRESH MKT INC COM 606 606 New 17,644
WHOLE FOODS MKT INC COM 594 594 New 12,345
ARES COML REAL ESTATE CORP COM 566 -215 (27.5) 43,500
EBAY INC COM 559 197 54.48 10,166
EMCORE CORP COM NEW 558 -296 (34.6) 114,444
XILINX INC COM 548 -236 (30.09) 10,500