DIALECTIC CAPITAL MANAGEMENT, LLC Information

17 STATE STREET, NEW YORK, New York, 10004, (212) 230-3220

Report Date: 09/30/2014

Position Statistics

Total Positions 150
New Positions 39
Increased Positions 88
Decreased Positions 60
Positions with Activity 148
Sold Out Positions 44
Total Mkt Value (in $ millions) 199

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3%
Capital Goods
Conglomerates 0.86%
Consumer Cyclical 0%
Consumer/Non-Cyclical 2.63%
Energy 4.68%
Financial 17.4%
Healthcare 0.06%
Services 27.41%
Technology 31.58%
Transportation 0%
Utilities

150 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COMMERCIAL METALS CO COM 1,165 209 21.80 89,666
FIFTH STR SR FLOATNG RATE CORP COM 1,126 1,126 New 107,500
ETFS PALLADIUM TR SH BEN INT 1,125 1,125 New 15,000
APPLE INC COM 1,065 -2,390 (69.17) 9,429
NUCOR CORP COM 1,054 295 38.85 24,061
SIRIUS XM HLDGS INC COM 1,012 188 22.79 283,498
STEEL DYNAMICS INC COM 937 -2,463 (72.43) 55,064
WIDEPOINT CORP COM 892 -50 (5.35) 624,114
HALCON RES CORP COM NEW 874 630 258.04 590,608
RANGE RES CORP COM 861 469 119.63 17,704
EMCORE CORP COM NEW 835 835 New 161,175
OXFORD LANE CAP CORP COM 824 449 120 55,000
AKAMAI TECHNOLOGIES INC COM 806 806 New 13,208
SUNEDISON INC COM 707 707 New 36,555
GASTAR EXPL INC NEW COM 684 684 New 292,332
TRIPLEPOINT VENTR GRW BDC CORP COM 679 260 62.14 48,642
SONUS NETWORKS INC COM 679 -62 (8.35) 182,945
TPG SPECIALTY LENDING INC COM 595 595 New 35,000
ZYNGA INC CL A 593 593 New 217,163
APOLLO COML REAL EST FIN INC COM 588 588 New 35,000