DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 09/30/2014

Position Statistics

Total Positions 5,329
New Positions 236
Increased Positions 2,567
Decreased Positions 2,349
Positions with Activity 4,916
Sold Out Positions 309
Total Mkt Value (in $ millions) 155,432

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.34%
Capital Goods 3.39%
Conglomerates 0.17%
Consumer Cyclical 2.12%
Consumer/Non-Cyclical 5.13%
Energy 7.37%
Financial 19.54%
Healthcare 10.39%
Services 21.41%
Technology 13.61%
Transportation 2.09%
Utilities 9.53%

5,329 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
500 COM LTD SPON ADR REP A -19 Sold Out 0
A MARK PRECIOUS METALS INC COM -9 Sold Out 0
ACORN ENERGY INC COM -73 Sold Out 0
ADVENT CLAYMORE CV SECS & INC COM -20 Sold Out 0
AETERNA ZENTARIS INC COM NEW Sold Out 0
AIR INDS GROUP COM NEW -9 Sold Out 0
ALDEYRA THERAPEUTICS INC COM Sold Out 0
ALEXCO RESOURCE CORP COM -430 Sold Out 0
ALLIED MOTION TECHNOLOGIES INC COM -8 Sold Out 0
ALTAIR NANOTECHNOLOGIES INC COM PAR $0.001 Sold Out 0
AMBASSADORS GROUP INC COM -5 Sold Out 0
AMERICA MOVIL SAB DE CV SPON ADR A SHS -4 Sold Out 0
AMTECH SYS INC COM PAR $0.01N Sold Out 0
ANADIGICS INC COM -281 Sold Out 0
API TECHNOLOGIES CORP COM NEW -343 Sold Out 0
ASANKO GOLD INC COM -65 Sold Out 0
ASTA FDG INC COM -6 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -11 Sold Out 0
ASTRONICS CORP CL B -77 Sold Out 0
ATHENS BANCSHARES CORP COM -5 Sold Out 0