DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 09/30/2014

Position Statistics

Total Positions 5,315
New Positions 237
Increased Positions 2,560
Decreased Positions 2,344
Positions with Activity 4,904
Sold Out Positions 308
Total Mkt Value (in $ millions) 163,009

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.35%
Capital Goods 3.3%
Conglomerates 0.17%
Consumer Cyclical 2.08%
Consumer/Non-Cyclical 5.14%
Energy 7.39%
Financial 19.06%
Healthcare 10.46%
Services 22.11%
Technology 13.56%
Transportation 2.08%
Utilities 9.77%

5,315 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
500 COM LTD SPON ADR REP A -18 Sold Out 0
A MARK PRECIOUS METALS INC COM -9 Sold Out 0
ACORN ENERGY INC COM -40 Sold Out 0
ADVENT CLAYMORE CV SECS & INC COM -21 Sold Out 0
AETERNA ZENTARIS INC COM NEW Sold Out 0
AIR INDS GROUP COM NEW -9 Sold Out 0
ALDEYRA THERAPEUTICS INC COM -1 Sold Out 0
ALEXCO RESOURCE CORP COM -547 Sold Out 0
ALLIED MOTION TECHNOLOGIES INC COM -9 Sold Out 0
ALTAIR NANOTECHNOLOGIES INC COM PAR $0.001 Sold Out 0
AMBASSADORS GROUP INC COM -5 Sold Out 0
AMERICA MOVIL SAB DE CV SPON ADR A SHS -5 Sold Out 0
AMTECH SYS INC COM PAR $0.01N Sold Out 0
ANADIGICS INC COM -372 Sold Out 0
API TECHNOLOGIES CORP COM NEW -346 Sold Out 0
ASANKO GOLD INC COM -76 Sold Out 0
ASTA FDG INC COM -5 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -12 Sold Out 0
ASTRONICS CORP CL B -94 Sold Out 0
ATHENS BANCSHARES CORP COM -5 Sold Out 0