DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 06/30/2014

Position Statistics

Total Positions 5,361
New Positions 444
Increased Positions 2,465
Decreased Positions 2,631
Positions with Activity 5,096
Sold Out Positions 244
Total Mkt Value (in $ millions) 147,892

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.5%
Capital Goods 3.51%
Conglomerates 0.14%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 4.94%
Energy 9.74%
Financial 18.84%
Healthcare 9.9%
Services 21.12%
Technology 13.85%
Transportation 2.15%
Utilities 8.64%

5,361 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 401 177 78.82 3,800
ISHARES TR 0-5 YR TIPS ETF 30 -2,744 (98.9) 300
ISHARES 10+ YR CR BD ETF 13 13 New 207
ISHARES 10-20 YR TRS ETF 137 -7,938 (98.31) 1,035
ISHARES 1-3 YR CR BD ETF 3,872 72 1.89 36,695
ISHARES TR 1-3 YR TR BD ETF 6,198 -817 (11.65) 73,262
PIMCO ETF TR 15+ YR US TIPS 51 1 1.06 762
ISHARES TR 20+ YR TR BD ETF 300,025 -174,494 (36.77) 2,520,157
DIREXION SHS ETF TR 20YR TRES BEAR 1,054 260 32.81 42,322
DIREXION SHS ETF TR 20YR TRES BEAR 1,219 126 11.48 30,100
DIREXION SHS ETF TR 20YR TRES BULL 29 29 New 410
PROSHARES TR 30YR TIPS/TSY 2,934 -49 (1.65) 83,599
ISHARES 3-7 YR TR BD ETF 1,190 -1,204 (50.31) 9,745
DEUTSCHE BK AG LONDON BRH 3X INV JAP GOV 6,899 2,614 60.98 426,149
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 817 486 146.64 698
ISHARES TR 7-10 Y TR BD ETF 11,323 -81,424 (87.79) 107,944
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 28 -14 (33.33) 1,000
ISHARES TR A RATE CP BD ETF 3 -260 (98.78) 62
ACACIA RESH CORP ACACIA TCH COM 1,701 -832 (32.83) 95,633
ACTIONS SEMICONDUCTOR CO LTD ADR Sold Out 0