DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2014

Position Statistics

Total Positions 5,461
New Positions 493
Increased Positions 3,147
Decreased Positions 1,915
Positions with Activity 5,062
Sold Out Positions 178
Total Mkt Value (in $ millions) 162,903

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.2%
Capital Goods 3.43%
Conglomerates 0.22%
Consumer Cyclical 2.49%
Consumer/Non-Cyclical 5.11%
Energy 7.97%
Financial 18.39%
Healthcare 9.85%
Services 21.09%
Technology 14.29%
Transportation 2.23%
Utilities 8.53%

5,461 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
58 COM INC SPON ADR REP A -342 Sold Out 0
ABSOLUTE SHS TR WBI TCT HG INC -124 Sold Out 0
ABSOLUTE SHS TR WBI SMID TACVA -124 Sold Out 0
ABSOLUTE SHS TR WBI LG CP TCVL -124 Sold Out 0
ABSOLUTE SHS TR WBI LG TAC GTH -132 Sold Out 0
ABSOLUTE SHS TR WBI SMID TACGW -127 Sold Out 0
ADCARE HEALTH SYSTEMS INC COM NEW -4 Sold Out 0
ALASKA COMMUNICATIONS SYS GRP COM -3 Sold Out 0
ALCO STORES INC COM Sold Out 0
ALERE INC PERP PFD CONV SE -37,230 Sold Out 0
ALLIANCE BANCORP INC PA NEW COM -5 Sold Out 0
AMEDICA CORP COM Sold Out 0
AMERICAN RIVER BANKSHARES COM -54 Sold Out 0
AMERICAN RLTY INVS INC COM -1 Sold Out 0
ASB BANCORP INC N C COM -9 Sold Out 0
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E -27 Sold Out 0
BANCORP NEW JERSEY INC NEW COM -37 Sold Out 0
BANK COMM HLDGS COM -1 Sold Out 0
BANRO CORP COM -1,622 Sold Out 0
BARCLAYS BANK PLC ETN DJUBSSOFT 38 -774 Sold Out 0