DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 06/30/2014

Position Statistics

Total Positions 5,363
New Positions 444
Increased Positions 2,466
Decreased Positions 2,632
Positions with Activity 5,098
Sold Out Positions 244
Total Mkt Value (in $ millions) 147,271

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.5%
Capital Goods 3.53%
Conglomerates 0.14%
Consumer Cyclical 2.29%
Consumer/Non-Cyclical 4.95%
Energy 9.71%
Financial 18.86%
Healthcare 9.85%
Services 21.2%
Technology 13.83%
Transportation 2.16%
Utilities 8.62%

5,363 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FOREST CITY ENTERPRISES INC CL B CONV Sold Out 0
FRISCHS RESTAURANTS INC COM -1 Sold Out 0
FULL HOUSE RESORTS INC COM -3 Sold Out 0
GEEKNET INC COM NEW Sold Out 0
GENCO SHIPPING & TRADING LTD WT EXP 070921 -116 Sold Out 0
GENERAL STEEL HOLDINGS INC COM -9 Sold Out 0
GEO GROUP INC NEW COM -17,220 Sold Out 0
GIGAMEDIA LTD ORD -4 Sold Out 0
GLOBAL GEOPHYSICAL SVCS INC COM Sold Out 0
GLOBAL SHIP LEASE INC NEW SHS A -32 Sold Out 0
GREAT NORTHN IRON ORE PPTYS CTFS BEN INT -376 Sold Out 0
GREENHUNTER RES INC COM -20 Sold Out 0
GULF RESOURCES INC COM PAR $0.0005 Sold Out 0
HAMILTON BANCORP INC MD COM -1 Sold Out 0
HAMPDEN BANCORP INC COM -6 Sold Out 0
HMG COURTLAND PPTYS INC COM -1 Sold Out 0
HYDE PK ACQUISITION CORP II COM -283 Sold Out 0
HYPERDYNAMICS CORP COM NEW -15 Sold Out 0
IAO KUN GROUP HLDG CO LTD ORD USD SHS -3 Sold Out 0
ICAD INC COM NEW -181 Sold Out 0