DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 09/30/2014

Position Statistics

Total Positions 5,313
New Positions 237
Increased Positions 2,559
Decreased Positions 2,344
Positions with Activity 4,903
Sold Out Positions 308
Total Mkt Value (in $ millions) 162,112

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.38%
Capital Goods 3.24%
Conglomerates 0.18%
Consumer Cyclical 2.08%
Consumer/Non-Cyclical 5.11%
Energy 7.53%
Financial 19.06%
Healthcare 10.1%
Services 22.22%
Technology 13.23%
Transportation 2.09%
Utilities 9.83%

5,313 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HELIOS & MATHESON ANALYTICS IN COM NEW -1 Sold Out 0
HENNESSY ADVISORS INC COM -30 Sold Out 0
HESKA CORP COM RESTRC NEW -5 Sold Out 0
HINGHAM INSTN SVGS MASS COM -519 Sold Out 0
HMN FINL INC COM -1 Sold Out 0
HOME BANCORP INC COM -720 Sold Out 0
HOME FED BANCORP INC LA NEW COM Sold Out 0
HUDSON TECHNOLOGIES INC COM Sold Out 0
HUTTIG BLDG PRODS INC COM Sold Out 0
I D SYSTEMS INC COM Sold Out 0
IKANOS COMMUNICATIONS COM Sold Out 0
IMAGE SENSING SYS INC COM -1 Sold Out 0
IMAX CORP COM -134 Sold Out 0
IMPAC MTG HLDGS INC COM NEW -115 Sold Out 0
IMPERIAL HLDGS INC COM -657 Sold Out 0
IMPRIMIS PHARMACEUTICALS INC COM NEW -2 Sold Out 0
INDEXIQ ETF TR GLB AGRI SM CP -8 Sold Out 0
INNOVATIVE SOLUTIONS & SUPPORT COM -205 Sold Out 0
INTERMOLECULAR INC COM -113 Sold Out 0
INTERNET PATENTS CORP COM -2 Sold Out 0