DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2014

Position Statistics

Total Positions 5,469
New Positions 494
Increased Positions 3,152
Decreased Positions 1,918
Positions with Activity 5,070
Sold Out Positions 178
Total Mkt Value (in $ millions) 163,457

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.05%
Capital Goods 3.49%
Conglomerates 0.22%
Consumer Cyclical 2.5%
Consumer/Non-Cyclical 5.16%
Energy 8.01%
Financial 18.52%
Healthcare 10.01%
Services 21.21%
Technology 14.02%
Transportation 2.18%
Utilities 8.4%

5,469 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LUCAS ENERGY INC COM NEW 4 4 New 15,653
MISONIX INC COM 4 1 57.06 267
ATHENS BANCSHARES CORP COM 4 4 New 131
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 4 -21 (85.75) 866
EMPIRE RESORTS INC COM NEW 3 3 329.63 580
ABENGOA SA SP ADR REP B 3 3 New 200
INTERMOLECULAR INC COM 3 3 New 1,855
ERBA DIAGNOSTICS COM 3 3 New 974
NOVACOPPER INC COM 3 3 New 5,151
COLUMBIA SELIGM PREM TECH GRW COM 3 New 168
UTSTARCOM HOLDINGS CORP SHS NEW 3 3 1,328.09 1,271
AMERICAN EAGLE ENERGY CORP COM NEW 3 3 6,354.27 18,911
ISHARES TR A RATE CP BD ETF 3 New 62
VANGUARD INTL EQUITY INDEX FD FTSE SMCAP ETF 3 New 31
BPZ RESOURCES INC COM 3 2 150.70 107,981
VICON INDS INC COM 3 3 New 1,940
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 3 New 34
ASCENT SOLAR TECHNOLOGIES INC COM NEW 3 3 New 3,364
AUDIENCE INC COM 3 2 276.87 505
AG&E HLDGS INC COM 3 3 New 3,468