DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2013

Position Statistics

Total Positions 5,207
New Positions 300
Increased Positions 1,550
Decreased Positions 3,510
Positions with Activity 5,060
Sold Out Positions 367
Total Mkt Value (in $ millions) 139,666

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.01%
Capital Goods 3.88%
Conglomerates 0.22%
Consumer Cyclical 2.48%
Consumer/Non-Cyclical 5.72%
Energy 8.45%
Financial 22.39%
Healthcare 9.47%
Services 18.68%
Technology 15.06%
Transportation 1.92%
Utilities 6.8%

5,207 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DREYFUS HIGH YIELD STRATEGIES SH BEN INT -1 Sold Out 0
DTF TAX-FREE INCOME INC COM -66 Sold Out 0
DURECT CORP COM Sold Out 0
EATON VANCE ENH EQTY INC FD II COM -98 Sold Out 0
EATON VANCE ENHANCED EQ INC FD COM -60 Sold Out 0
EATON VANCE FLTING RATE INC TR COM -6 Sold Out 0
EATON VANCE SH TM DR DIVR INCM COM -3 Sold Out 0
EATON VANCE TX MNG BY WRT OPP COM -83 Sold Out 0
EGA EMERGING GLOBAL SHS TR LOW VOL EM DIV -40 Sold Out 0
ELEPHANT TALK COMM CORP COM NEW -1 Sold Out 0
EMMIS COMMUNICATIONS CORP CL A Sold Out 0
EMPIRE RESORTS INC COM NEW -3 Sold Out 0
ENTEROMEDICS INC COM NEW -248 Sold Out 0
ENTREMED INC COM NEW Sold Out 0
ENZO BIOCHEM INC COM Sold Out 0
ERBA DIAGNOSTICS COM -1 Sold Out 0
FAB UNVL CORP COM -135 Sold Out 0
FALCONSTOR SOFTWARE INC COM Sold Out 0
FEDERATED ENHANC TREAS INCM FD COM SH BEN INT -8 Sold Out 0
FEDFIRST FINL CORP NEW COM Sold Out 0