DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 03/31/2014

Position Statistics

Total Positions 5,142
New Positions 328
Increased Positions 2,986
Decreased Positions 1,827
Positions with Activity 4,813
Sold Out Positions 214
Total Mkt Value (in $ millions) 146,525

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.2%
Capital Goods 3.49%
Conglomerates 0.19%
Consumer Cyclical 2.3%
Consumer/Non-Cyclical 5.29%
Energy 9.62%
Financial 20.54%
Healthcare 9.54%
Services 20.2%
Technology 13.97%
Transportation 1.85%
Utilities 7.57%

5,142 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMBAC FINL GROUP INC WT EXP 043023 -595 Sold Out 0
AMERICAN CARESOURCE HLDGS INC COM NEW -1 Sold Out 0
AMERICAN INDEPENDENCE CORP COM NEW Sold Out 0
AMREP CORP NEW COM -33 Sold Out 0
ARCA BIOPHARMA INC COM NEW -498 Sold Out 0
ATHENS BANCSHARES CORP COM -1 Sold Out 0
ATLANTIC AMERN CORP COM Sold Out 0
ATLATSA RES CORP COM Sold Out 0
AUTOHOME INC SP ADR RP CL A -1,194 Sold Out 0
AVID TECHNOLOGY INC COM -139 Sold Out 0
AVIVA PLC ADR -7 Sold Out 0
BARCLAYS BK PLC ETN DJUBS IND MT -21 Sold Out 0
BIOSTAR PHARMACEUTICALS INC COM NEW Sold Out 0
BLACKROCK LTD DURATION INC TR COM SHS -257 Sold Out 0
BLACKROCK MUNIHLDS INVSTM QLTY COM -28 Sold Out 0
BLACKROCK NY MUNI INC QLTY TR COM -129 Sold Out 0
BOOKS-A-MILLION INC COM Sold Out 0
BRIDGELINE DIGITAL INC COM Sold Out 0
BTU INTL INC COM Sold Out 0
CACHE INC COM NEW Sold Out 0