DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 03/31/2014

Position Statistics

Total Positions 5,144
New Positions 328
Increased Positions 2,987
Decreased Positions 1,828
Positions with Activity 4,815
Sold Out Positions 214
Total Mkt Value (in $ millions) 147,900

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.2%
Capital Goods 3.57%
Conglomerates 0.18%
Consumer Cyclical 2.3%
Consumer/Non-Cyclical 5.36%
Energy 9.71%
Financial 20.5%
Healthcare 9.45%
Services 20.04%
Technology 13.92%
Transportation 1.87%
Utilities 7.66%

5,144 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
QC HLDGS INC COM New 11
HELIOS STRATEGIC INCOME FD INC COM NEW New 4
TAITRON COMPONENTS INC CL A New 26
H & Q LIFE SCIENCES INVS SH BEN INT New 1
POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT New 1
PDI INC COM -20 (99.9) 5
PROSHARES TR PSHS SHTFINL ETF New 1
AMBIENT CORP COM NEW (77.88) 48
EUROPEAN EQUITY FUND COM New 2
URSTADT BIDDLE PPTYS INC COM New 1
AETERNA ZENTARIS INC COM NEW -581 Sold Out 13
PROSHARES TR SHT MSCI NEW New 1
VITESSE SEMICONDUCTOR CORP COM NEW New 5
IKANOS COMMUNICATIONS COM (81.38) 35
ISHARES MSCI SINGAP ETF -91 (99.98) 1
PERFUMANIA HLDGS INC COM NEW New 2
NATIONAL AMERN UNIV HLDGS INC COM -22 (99.95) 4
MATTERSIGHT CORP COM (71.43) 2
TOR MINERALS INTL INC COM NEW New 1
SUPREME INDS INC CL A (98.49) 1