DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 09/30/2014

Position Statistics

Total Positions 5,315
New Positions 237
Increased Positions 2,560
Decreased Positions 2,344
Positions with Activity 4,904
Sold Out Positions 308
Total Mkt Value (in $ millions) 163,009

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.35%
Capital Goods 3.3%
Conglomerates 0.17%
Consumer Cyclical 2.08%
Consumer/Non-Cyclical 5.14%
Energy 7.39%
Financial 19.06%
Healthcare 10.46%
Services 22.11%
Technology 13.56%
Transportation 2.08%
Utilities 9.77%

5,315 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BIOAMBER INC WT EXP 050917 67 -13 (16.44) 39,585
INTERNATIONAL SHIPHOLDING CORP COM NEW 66 -60 (47.32) 4,149
MARKET VECTORS ETF TR PHARMACEUTICAL 66 33 100 1,000
PIONEER HIGH INCOME TR COM 66 New 3,886
CNB FINL CORP PA COM 66 -127 (65.93) 3,716
HYPERION THERAPEUTICS INC COM 66 12 21.40 2,632
ISORAY INC COM 66 66 New 50,000
BROOKFIELD MTG OPP INC FD INC COM 65 51 338.89 3,950
SPDR SERIES TRUST S&P PHARMAC 65 New 579
ZIX CORP COM 65 -141 (68.45) 17,559
CONTROL4 CORP COM 64 9 16.63 4,200
VANGUARD WORLD FDS CONSUM STP ETF 64 -26 (29.07) 505
CALLON PETE CO DEL COM 64 (0.63) 11,370
PUTNAM PREMIER INCOME TR SH BEN INT 64 New 12,343
MARKET VECTORS ETF TR MUN BD CLOSED 64 26 70.14 2,365
DESCARTES SYS GROUP INC COM 64 -9 (12.06) 4,374
ADAMS RES & ENERGY INC COM NEW 64 -22 (25.62) 1,118
ISHARES TR SP SMCP600VL ETF 64 -13 (17.48) 557
ASTRO-MED INC NEW COM 63 New 4,217
FIDELITY & GTY LIFE COM 63 -131 (67.45) 2,886