DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2014

Position Statistics

Total Positions 5,466
New Positions 493
Increased Positions 3,149
Decreased Positions 1,918
Positions with Activity 5,067
Sold Out Positions 178
Total Mkt Value (in $ millions) 164,163

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.05%
Capital Goods 3.44%
Conglomerates 0.23%
Consumer Cyclical 2.51%
Consumer/Non-Cyclical 5.1%
Energy 7.93%
Financial 18.4%
Healthcare 10.08%
Services 21.24%
Technology 14.14%
Transportation 2.24%
Utilities 8.42%

5,466 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NEW YORK & CO INC COM 120 94 356.82 42,521
CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 120 -36 (22.95) 2,397
CLEAN ENERGY FUELS CORP COM 120 -299 (71.35) 15,671
BLACKROCK DEBT STRAT FD INC COM 120 New 31,373
FIRST TR EXCHANGE TRADED FD II DJ GLBL DIVID 119 -13 (9.88) 4,560
UFP TECHNOLOGIES INC COM 119 44 59.03 5,647
NUVEEN MUN OPPORTUNITY FD INC COM 118 New 8,107
PROSHARES TR PSHS ULSHT 7-10Y 117 New 5,000
MERIDIAN BANCORP INC MD COM 116 -26 (18.36) 8,892
VALHI INC NEW COM 116 116 New 17,290
JOHN HANCOCK HDG EQ & INC FD COM 116 14 14.17 6,930
ARES MGMT L P COM UNIT RP IN 116 116 New 6,300
FIRST TR MULTI CP VAL ALPHA FD COM SHS 116 New 2,375
BBX CAP CORP CL A PAR $0.01 115 110 1,937.79 6,093
ON DECK CAP INC COM 115 115 New 5,430
ISHARES TR MSCI INDONIA ETF 115 53 86.27 4,152
VANGUARD WORLD FDS MATERIALS ETF 114 New 1,034
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 114 71 165.85 5,450
ACCELERATE DIAGNOSTICS INC COM 114 -88 (43.47) 4,823
FIRST TR ENERGY INFRASTRCTR FD COM 114 New 4,867