DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2013

Position Statistics

Total Positions 5,207
New Positions 300
Increased Positions 1,550
Decreased Positions 3,510
Positions with Activity 5,060
Sold Out Positions 367
Total Mkt Value (in $ millions) 136,288

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.03%
Capital Goods 3.85%
Conglomerates 0.22%
Consumer Cyclical 2.46%
Consumer/Non-Cyclical 5.72%
Energy 8.32%
Financial 22.45%
Healthcare 9.48%
Services 18.74%
Technology 15.04%
Transportation 1.91%
Utilities 6.85%

5,207 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
REVENUESHARES ETF TR LARGECAP FD 54 -54 (50) 1,500
ENDURANCE INTL GROUP HLDGS INC COM 54 54 New 4,385
NUVEEN ENERGY MLP TOTL RTRNFD COM 54 -54 (50) 2,794
SPDR SERIES TRUST INTR TRM CORP BD 54 -60 (52.56) 1,575
AMPIO PHARMACEUTICALS INC COM 54 -150 (73.68) 9,548
TILLYS INC CL A 54 -107 (66.69) 4,935
STAR SCIENTIFIC INC COM 53 -128 (70.55) 69,933
ALPINE GLOBAL PREMIER PPTYS FD COM SBI 53 -53 (50) 7,530
YORK WTR CO COM 53 -260 (82.98) 2,629
VIEWTRAN GROUP INC USD ORD SHS 53 3 6.34 23,800
SILVERCREST ASSET MGMT GROUP I CL A 53 -101 (65.75) 3,054
GUGGENHEIM BLD AMR BDS MANG DR COM 53 -48 (47.92) 2,500
VITACOST COM INC COM 52 -164 (75.8) 7,901
TELENAV INC COM 52 -196 (79.05) 8,482
FERRELLGAS PARTNERS L.P. UNIT LTD PART 52 -2,043 (97.52) 2,190
NUVEEN MUN ADVANTAGE FD INC COM 52 52 New 4,000
WESTERN ASSET HGH YLD DFNDFD COM 52 -4 (7.72) 2,870
LNB BANCORP INC COM 52 52 New 4,658
CRAFT BREW ALLIANCE INC COM 52 -129 (71.5) 3,620
POWERSHARES ETF TRUST WNDRHLL CLN EN 52 -71 (58.03) 7,827