DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 03/31/2013

Position Statistics:

Total Positions 4,945
New Positions 221
Increased Positions 2,400
Decreased Positions 2,358
Positions with Activity 4,758
Sold Out Positions 260
Total Mkt Value
(in $ millions)
123,884

Sector Weighting

Basic Materials 4.85%
Capital Goods 4.18%
Conglomerates 0.25%
Consumer Cyclical 2.37%
Consumer/Non-Cyclical 6.04%
Energy 8.36%
Financial 21.61%
Healthcare 9.81%
Services 19.44%
Technology 15.44%
Transportation 1.67%
Utilities 5.67%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

4,945 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
SEACOAST BKG CORP FLA COM 61 -28 (31.05) 28,772
DERMA SCIENCES INC COM PAR $.01 61 6 11.11 4,539
HERITAGE CRYSTAL CLEAN INC COM 61 36 144.88 3,967
MERIDIAN INTERSTAT BANCORP INC COM 61 -1 (1.73) 3,347
METROCORP BANCSHARES INC COM 61 28 85.90 6,237
ONCOGENEX PHARMACEUTICALS INC COM 61 24 65.45 6,062
ACORN ENERGY INC COM 61 28 87.34 7,061
MONARCH CASINO & RESORT INC COM 61 29 91.88 3,567
ESB FINL CORP COM 60 28 84.23 4,884
SPROTT RESOURCE LENDING CORP COM 60 60 13,866.67 41,900
API TECHNOLOGIES CORP COM NEW 60 15 33.90 22,855
ISHARES TR CONS SRVC IDX 60 -143 (70.51) 575
POWERSECURE INTL INC COM 60 New 3,775
ROYAL BK SCOTLAND PLC GOLD TRENDP ETN 59 -59 (50) 2,118
MECHEL OAO SPON ADR PFD 59 -72 (54.68) 65,860
MERCANTILE BANK CORP COM 59 27 85.19 3,389
CREDIT SUISSE NASSAU BRH ETN LKD 30 MLP 59 -59 (50) 2,000
VRINGO INC COM 59 -103 (63.55) 19,700
NICHOLAS FINANCIAL INC COM NEW 59 27 84.76 3,904
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT 59 -59 (50) 5,650