DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 09/30/2014

Position Statistics

Total Positions 5,312
New Positions 237
Increased Positions 2,559
Decreased Positions 2,343
Positions with Activity 4,902
Sold Out Positions 308
Total Mkt Value (in $ millions) 160,955

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.36%
Capital Goods 3.27%
Conglomerates 0.18%
Consumer Cyclical 2.11%
Consumer/Non-Cyclical 5.13%
Energy 7.32%
Financial 19.03%
Healthcare 10.48%
Services 22.24%
Technology 13.42%
Transportation 2.09%
Utilities 9.81%

5,312 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GARNERO GROUP ACQUISITION CO SHS 77 77 New 8,000
CAMDEN NATL CORP COM 77 -113 (59.5) 1,998
CHINA NEPSTAR CHAIN DRUGSTORE SPONSORED ADR 76 New 52,700
LEGACY RESVS LP UNIT LP INT 76 -746 (90.74) 8,000
MARKET VECTORS ETF TR PRE-RF MUN ETF 76 New 3,100
BLACKROCK MUNIVEST FD INC COM 76 New 7,236
TANZANIAN ROYALTY EXPL CORP COM 76 76 12,827,500 128,276
FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 76 New 2,000
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF 76 New 1,259
KVH INDS INC COM 75 1 1.14 6,049
NVE CORP COM NEW 75 -75 (49.89) 1,123
GW PHARMACEUTICALS PLC ADS 75 New 1,000
ALTISOURCE ASSET MGMT CORP COM 75 69 1,179.41 435
CLAYMORE EXCHANGE TRD FD TR 2 GUGG TIMBER ETF 75 -78 (51.22) 3,000
FREIGHTCAR AMER INC COM 75 -25 (24.77) 3,082
SABINE ROYALTY TR UNIT BEN INT 74 New 1,900
HERITAGE OAKS BANCORP COM 74 -224 (75.11) 9,641
AES TR III PFD CV 6.75% 74 New 1,446
SPDR SER TR SPDR BOFA CRSS 74 -250 (77.16) 2,782
CAPSTONE TURBINE CORP COM 74 14 22.40 114,318