DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 06/30/2014

Position Statistics

Total Positions 5,358
New Positions 444
Increased Positions 2,463
Decreased Positions 2,630
Positions with Activity 5,093
Sold Out Positions 244
Total Mkt Value (in $ millions) 146,369

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.46%
Capital Goods 3.52%
Conglomerates 0.14%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 5.01%
Energy 9.54%
Financial 18.96%
Healthcare 10.03%
Services 20.94%
Technology 13.94%
Transportation 2.21%
Utilities 8.6%

5,358 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COHEN & STEERS REIT & PFD INCM COM 105 18 20.73 5,825
CLOUGH GLOBAL ALLOCATION FD COM 105 105 New 7,000
EATON VANCE SR INCOME TR SH BEN INT 104 -13 (10.72) 15,953
LSI INDS INC COM 104 -39 (27.3) 15,786
POWER SOLUTIONS INTL INC COM NEW 104 -58 (35.85) 1,367
MA COM TECHNOLOGY SOLUTIONS COM 104 -102 (49.49) 4,123
ISHARES U.S. INSRNCE ETF 103 24 30.40 2,145
FIRST TR MULTI CAP VALUE ALPHA COM SHS 103 New 2,202
WISDOMTREE TR INTL LRGCAP DV 103 -4 (3.88) 1,980
GLOBAL POWER EQUIPMENT GRP INC COM PAR $0.01 103 -92 (47.06) 6,420
NUVEEN PFD INCOME OPPRTNY FD COM 103 New 11,199
ISHARES DEVSMCP EXNA ETF 102 89 690.38 2,300
FIRST NBC BK HLDG CO COM 102 -160 (61.13) 3,137
HANDY & HARMAN LTD COM 102 35 52.82 4,120
MAXWELL TECHNOLOGIES INC COM 102 -49 (32.58) 11,939
SYNERGY PHARMACEUTICALS DEL COM NEW 102 -271 (72.76) 30,785
QUALITY DISTR INC FLA COM 101 -135 (57.19) 7,162
INTERACTIVE INTELLIGENCE GROUP COM 101 -955 (90.4) 2,383
INPHI CORP COM 101 -193 (65.6) 6,883
NATURAL GAS SERVICES GROUP COM 101 -192 (65.48) 3,759