DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 12/31/2013

Position Statistics

Total Positions 5,207
New Positions 300
Increased Positions 1,550
Decreased Positions 3,510
Positions with Activity 5,060
Sold Out Positions 367
Total Mkt Value (in $ millions) 139,666

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.01%
Capital Goods 3.88%
Conglomerates 0.22%
Consumer Cyclical 2.48%
Consumer/Non-Cyclical 5.72%
Energy 8.45%
Financial 22.39%
Healthcare 9.47%
Services 18.68%
Technology 15.06%
Transportation 1.92%
Utilities 6.8%

5,207 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FARO TECHNOLOGIES INC COM 404 -857 (67.94) 8,226
MARKET VECTORS ETF TR COAL ETF 403 -413 (50.58) 21,450
CALAMP CORP COM 402 -970 (70.71) 16,365
AVIV REIT INC MD COM 402 -1,661 (80.52) 15,883
INTELIQUENT INC COM 401 -1,136 (73.92) 28,606
FINISH LINE INC CL A 400 -759 (65.5) 15,274
KALOBIOS PHARMACEUTICALS INC COM 398 -33 (7.57) 172,379
MERCANTILE BANK CORP COM 398 -111 (21.84) 19,182
FIRST TR NAS100 EQ WEIGHTED IX SHS 398 -3 (0.81) 10,954
ISHARES U.S. TECH ETF 398 36 9.90 4,440
PROSHARES TR PSHS ULSHT 7-10Y 397 254 176.83 14,038
POWERSHARES ETF TRUST DYN BIOT & GEN 396 396 New 10,126
GLOBUS MED INC CL A 395 -743 (65.28) 29,268
WESTERN ASSET MTG CAP CORP COM 395 -749 (65.49) 27,166
MIRATI THERAPEUTICS INC COM 394 -153 (28.02) 20,606
ECA MARCELLUS TR I COM UNIT 393 155 65.09 45,092
GRIFFON CORP COM 393 -519 (56.88) 35,293
GOLDEN STAR RES LTD CDA COM 392 -831 (67.95) 645,550
II VI INC COM 391 -778 (66.54) 26,634
EATON VANCE TXMGD GL BUYWR OPP COM 389 -548 (58.45) 31,942