DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 03/31/2014

Position Statistics

Total Positions 5,142
New Positions 328
Increased Positions 2,986
Decreased Positions 1,827
Positions with Activity 4,813
Sold Out Positions 214
Total Mkt Value (in $ millions) 146,669

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 3.5%
Conglomerates 0.19%
Consumer Cyclical 2.29%
Consumer/Non-Cyclical 5.35%
Energy 9.67%
Financial 20.5%
Healthcare 9.5%
Services 20.11%
Technology 13.91%
Transportation 1.84%
Utilities 7.67%

5,142 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COHEN & STEERS INC COM 605 198 48.47 14,280
EATON VANCE SR FLTNG RTE TR COM 605 171 39.37 40,710
ANNIES INC COM 604 361 148.49 19,621
IRIDIUM COMMUNICATIONS INC COM 602 139 30.04 74,693
RYDEX ETF TRUST GUG S&P500 EQ WT 602 New 7,879
FIRST INTST BANCSYSTEM INC COM CL A 601 159 35.97 23,090
SPROTT PHYSICAL GOLD TRUST UNIT 600 New 55,646
COWEN GROUP INC NEW CL A 599 167 38.63 144,442
ETFS PALLADIUM TR SH BEN INT 599 -7,837 (92.9) 7,006
AMERICAN RESIDENTIAL PPTYS INC COM 598 91 18.02 32,263
INDEPENDENCE HLDG CO NEW COM NEW 597 20 3.39 47,319
NORTHERN OIL & GAS INC NEV COM 595 -779 (56.7) 37,439
CITI TRENDS INC COM 595 -828 (58.19) 30,053
DIREXION SHS ETF TR DLY MC BEAR3XNEW 595 New 40,000
SUPERIOR INDS INTL INC COM 595 131 28.18 29,417
WILLBROS GROUP INC DEL COM 593 189 46.90 49,970
CHINDEX INTERNATIONAL INC COM 592 382 181.88 25,285
POWERSHARES ETF TR II ASIA PAC BD PR 592 New 23,662
MOTORCAR PTS AMER INC COM 591 -987 (62.56) 25,619
NORTHFIELD BANCORP INC DEL COM 590 202 52.16 45,552