DEUTSCHE BANK AG\ Information

TAUNUSANLAGE 12 D-60325, FRANKFURT AM MAIN GE, , 00000, (212) 250-1540

Report Date: 09/30/2014

Position Statistics

Total Positions 5,340
New Positions 236
Increased Positions 2,571
Decreased Positions 2,355
Positions with Activity 4,926
Sold Out Positions 309
Total Mkt Value (in $ millions) 164,231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.54%
Capital Goods 3.42%
Conglomerates 0.18%
Consumer Cyclical 2.1%
Consumer/Non-Cyclical 5.06%
Energy 8.65%
Financial 19.35%
Healthcare 10.01%
Services 20.96%
Technology 13.53%
Transportation 2.12%
Utilities 9.59%

5,340 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR U.S. BAS MTL ETF 744 -10 (1.31) 8,500
PENN WEST PETE LTD NEW COM 742 -2,647 (78.11) 158,840
SUPERIOR INDS INTL INC COM 741 171 30.10 40,425
PERMIAN BASIN RTY TR UNIT BEN INT 740 -11 (1.44) 61,241
FIRST BANCORP N C COM 738 37 5.27 42,783
TEKMIRA PHARMACEUTICALS CORP COM NEW 738 -114 (13.42) 46,100
UNIVERSAL DISPLAY CORP COM 736 351 91.27 26,244
HUDBAY MINERALS INC COM 735 48 6.97 87,736
BARCLAYS PLC ADR 733 -18,300 (96.15) 49,488
VERITIV CORP COM 733 -280 (27.63) 14,633
INSYS THERAPEUTICS INC NEW COM NEW 733 235 47.32 18,911
FABRINET SHS 733 288 64.95 43,114
GRANITE REAL ESTATE INVT TR STAPLED UNIT 732 -1,035 (58.57) 20,724
PARK ELECTROCHEMICAL CORP COM 731 305 71.79 29,556
FIRST TR SR FLG RTE INCM FD II COM 728 -111 (13.22) 55,789
ACETO CORP COM 724 331 84.28 34,387
TOKAI PHARMACEUTICALS INC COM 722 722 New 48,751
OXFORD IMMUNOTEC GLOBAL PLC ORD SHS 719 -155 (17.75) 59,213
LIBERTY TRIPADVISOR HLDGS INC COM SER A 719 -18,841 (96.33) 28,332
BERKSHIRE HILLS BANCORP INC COM 719 -49 (6.37) 28,362